- MUFG (Jersey City, NJ)
- …related to technology risk, and Office of the Comptroller of the Currency ( OCC ) and Federal Reserve Board (FRB) expectations + Experience with problem solving in ... a team environment by thinking outside of the box and providing innovative solutions, with and without technology + Experience in working with multiple IT risk and control domains such as identity and access management, privileged success, vulnerability… more
- TD Bank (Mount Laurel, NJ)
- …ability to work in a fast paced environment and manage multiple deadlines and priorities ** OCC :** + This position is with a FINRA member, broker and/or dealer and is ... subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule… more
- TD Bank (Mount Laurel, NJ)
- …staff + Strong knowledge of banking regulations and industry standards (eg, OCC , FRB, FDIC) + Excellent leadership, project management and stakeholder communication ... skills + Strategic mindset with the ability to execute tactically + High integrity, sound judgement, and a strong sense of accountability. + Strong attention to detail with the ability to recognize and react to discrepancies + Strong relationship building… more
- City National Bank (Jersey City, NJ)
- …and 2nd lines of defense * Experience working with US regulators such as OCC , Federal Reserve, etc * Strong experience in use of data analytics, visualization and ... reporting - eg Tableau. * Experience planning integrated business audits with technology, data and model auditors * Understanding of core technology (applications and infrastructure). * Experience in data analytics (data gathering, transformation, analytics,… more
- TD Bank (Mount Laurel, NJ)
- …**Experience with regulatory bodies like the Office of Currency Comptroller ( OCC ), Securities and Exchange Commission (SEC) and Financial Industry Regulatory ... Authority** **(FINRA)** **Customer Accountabilities:** + Assists in the development and implementation of appropriate Compliance policies, processes and controls + Facilitates the periodic Compliance risk and self-assessment activities for designated business… more
- TD Bank (Dover, NJ)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- SMBC (Jersey City, NJ)
- …and state banking laws and regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC , CFTC, NFA, FINRA, SEC, MSRB). + Experience working with regulators, specialized ... regulatory consulting firms or law firms. + Experience in analyzing and interpreting laws, rules, regulations and regulatory guidance related to bank holding companies and foreign banking organizations in the US, as well as their related business impacts. +… more
- MUFG (Jersey City, NJ)
- …related to technology risk, and Office of the Comptroller of the Currency ( OCC ) and Federal Reserve Board (FRB) expectations. . Professional certifications in major ... cloud providers for security such as AWS Certified Security - Specialty, Microsoft Certified: Cybersecurity Architect Expert or Azure Security Engineer Associate and other related certificates such as Certified Information System Auditor (CISA), Certified… more
- Waste Connections (Passaic, NJ)
- …+ Perform Moisture testing on a daily basis of the News, Mix Paper and OCC grades. Results should be documented and share with the Commodity Marketing Team. + ... Establish variable costs budgetary guidelines and set expectations to meet objectives. + Monitor staffing on a daily basis and ensure designed throughput is met along with uptime expectations. + Implement preventive maintenance program and ensure program tools… more
- SMBC (Jersey City, NJ)
- …and state banking laws and regulations (eg, Federal Reserve Bank, NYDFS, FDIC, OCC ) + Experienced in change management and continuous process improvement practices + ... Strong communication and executive presence with capability to engage and influence stakeholders at all levels within the organization + Strong analytical ability, inclusive of conflict resolution and project management abilities + Experience with data… more