- TD Bank (New York, NY)
- …under pertinent regimes + Prior engagement with regulators (eg, FINRA, SEC, OCC ) + Exceptional problem solving and analytical skills (issue identification, problem ... and external partners + Able to work in an unstructured and fast paced environment ** OCC :** + This position is with a FINRA member, broker and/or dealer and is… more
- TD Bank (New York, NY)
- …apply to the US Wealth and broader AMCB businesses + Remains knowledgeable of all OCC , FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth ... team by ensuring ongoing training and performance and development management ** OCC Language:** + Must be eligible for employment under standards established… more
- HSBC (New York, NY)
- …controls and processes + Ensure all investment activities comply with OCC Regulation 9, including fiduciary responsibilities and prudent investment management + ... assess, and mitigate investment and non-financial risks + Ensure compliance with OCC Regulation 9 and other relevant regulatory requirements + Develop and oversee… more
- Citigroup (Queens, NY)
- …the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency ( OCC ). The position will have a high level of visibility within the organization with ... of the quarterly, semi-annual and annual Regulatory Reports required by FRB and OCC for Citigroup and Citibank entities, including FR Y-9C, Call Report, and… more
- MTA (New York, NY)
- …interlocking's, maintenance monitoring. Interface with Operations Control Center ( OCC ) representatives coordinating all outage requests. DUTIES AND RESPONSIBILITIES ... Daily Train Operations Bulletin Orders and General Notices for the Chiefs in the OCC + Create detailed maps utilizing AutoCAD/ GIS to aid work personnel, projects,… more
- American Express (New York, NY)
- …activities on important financial reports and regulatory reports required by FRB and OCC , including FR Y-9C, Call Report (FFIEC 031), FR2052a, and FR Y-14 etc. ... Prior experience in assisting with preparation of Regulatory Reports required by FRB and OCC , including FR Y-9C, Call Report (FFIEC 031), FR2052a, and FR Y-14 would… more
- NFTA (Buffalo, NY)
- …devices. * Test, repair or replace vehicle, wayside, yard and shop, and OCC communications systems or components, including but not limited to UHF radio ... of the same. * Be able to make emergency repairs to vehicle, wayside, or OCC communications equipment in order to maintain service to the public with a minimum of… more
- Citigroup (New York, NY)
- …productive engagement model with critical regulators, including the Federal Reserve, OCC , FDIC, and International Regulators. The team proactively manages the ... working at a banking regulatory agency, such as the Federal Reserve, OCC , and FDIC. Working knowledge / familiarity with the International Regulatory Agencies… more
- Monro Muffler/Brake (Rochester, NY)
- …Duties: + Complete assigned Tire Cycle Counts (TCC), Oil Cycle Counts ( OCC ), Physical Inventories (PI), Lift Inspections, Safety Audits and Building & Equipment ... Inspections. + Train, as assigned, Teammates on how to complete TCC's, OCC 's, PI's, and Lift Inspections and Safety Inspections. + On occasion, support Loss… more
- Citizens (New York, NY)
- …compliance, reputational) and risk management methodologies, including COSO and OCC Heightened Standards. + Payment Products: Foundational knowledge of core ... Familiarity and staying updated with relevant banking regulations (FRB, OCC ) and compliance requirements, specifically Anti-Money Laundering (AML). Special industry… more
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