- City National Bank (New York, NY)
- …messages to Senior Managers/Leaders and Regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Use a combination of soft skills, ... to senior managers and regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Deep Understanding of regulatory requirements… more
- Monro Muffler/Brake (Fairport, NY)
- …to ensure completion of Tire Cycle Counts (TCC), Oil Cycle Counts ( OCC ), Physical Inventories (PI), Lift, Safety, Building & Equipment Inspections in Districts ... vacancy. + Ensure District Managers are Trained on how to complete TCC's, OCC 's, PI's, Lift Inspections and Safety Inspections by leveraging Field Auditors. + On… more
- TD Bank (New York, NY)
- …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, FINRA etc.). Ensures all Continuing Education requirements + are attained + ... shares information and knowledge, and proactively learn from the expertise of others ** OCC Language:** + This position falls within the definition of Loan Originator… more
- MUFG (New York, NY)
- …Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC , FRB) are being adhered to + Propose applicable updates to policies ... Examinations Council (FFIEC), Office of the Comptroller of the Currency ( OCC ), Financial Industry Regulatory Authority (FINRA), Federal Reserve, and the Sound… more
- TD Bank (Brooklyn, NY)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- TD Bank (Jericho, NY)
- …in performance management activities of the teller team and platform team ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- TD Bank (Bronx, NY)
- …for your business area/function and the bank, both internally and/or externally ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- American Express (New York, NY)
- …those heightened standards. The scope will include both external exams (ie FRB, OCC ) as well as internal reviews (ie Quality Assurance, 2LOD, Internal Audits). This ... role will be part of the new team. Responsibilities include, but are not limited to: + Assist, support, and manage the execution of the Exam and Review Preparedness framework + Conduct exam/review readiness assessments for impacted areas prior to the start of… more
- Citigroup (New York, NY)
- …* Good understanding of model risk policy/procedure , SR 11/7, SR 15/18, OCC 11/12 * Audit experience is recommended Education: * Masters degree(MS/MBA) in ... Statistics/Economics / Mathematics / Finance preferred. This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. **Job Family Group:** Internal Audit **Job Family:** Audit **Time… more
- American Express (New York, NY)
- …Supervisory Guidance on Risk Management, including, but not limited to: OCC Heightened Standards, Internal Control booklet of the Comptroller's Handbook, Corporate ... and Risk Governance booklet of the Comptroller's Handbook, Large bank Supervision booklet of the Comptroller's Handbook. + Lead the design, maintenance, and oversight of the risk acceptance framework, policies, and procedures + Establish clear roles,… more