• Strategy & Transformation Program Manager - Data…

    SMBC (New York, NY)
    …with regulatory and industry standards such as BCBS 239, GDPR, or OCC /SEC data compliance expectations. + Prior experience implementing data tools or platforms ... is a plus. + 7+ years of progressive experience in program or project management, with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; advanced degree… more
    SMBC (08/28/25)
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  • Private Client Specialist I - New York

    TD Bank (Melville, NY)
    …state, SRO regulations and Firm policies related to all business activities (eg, OCC , SEC, FINRA etc.); ensures all Continuing Education requirements are attained + ... Responsible for understanding and adhering to TD Wealth FCRM/ATF Policies and Procedures + Responsible for implementing TD's Customer Identification Program (CIP) by collecting and verifying required customer identification information and performing other… more
    TD Bank (08/28/25)
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  • Director - Core Trade & FI Trade Product Manager,…

    TD Bank (New York, NY)
    …trade finance practices, ICC rules (UCP, ISP, URR, URC), regulatory frameworks ( OCC , OFAC, Basel), and local market nuances. Experience with Canadian trade finance ... frameworks, including policy, regulatory, and credit considerations. + Provide commercial leadership to evolve our offerings whether through product simplification, digitization, or enhanced credit distribution frameworks. + Enable front-office growth by… more
    TD Bank (08/28/25)
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  • Enterprise Compliance Training & Education Senior…

    Raymond James Financial, Inc. (New York, NY)
    …Insurance Corporation (FDIC); Office of the Comptroller of the Currency ( OCC ); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift ... Supervision (OTS); Federal Reserve System; state banking regulatory agencies. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets and… more
    Raymond James Financial, Inc. (08/28/25)
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  • Sr Compliance Manager - Trust and Fiduciary

    KeyBank (NY)
    …institution examiner. + Strong understanding of 12 CFR 9 and related OCC regulatory expectations. + In-depth knowledge of fiduciary and trust risk management, ... including account administration best practices. + Proficiency in compliance risk assessments and monitoring methodologies. + Excellent written and verbal communication skills, including report writing and presentation delivery. + Strong organizational skills… more
    KeyBank (08/27/25)
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  • Project Manager

    US Tech Solutions (Fairport, NY)
    …in B60 and annex areas, including stockroom and Optical Cleaning Center ( OCC ) workstreams. + Track and manage punch lists, qualification protocols, and final ... acceptance criteria in collaboration with engineering, operations, and quality teams. + Maintain and update project schedules, ensuring alignment with the broader Fairport Expansion timeline and capital milestones. + Facilitate communication between internal… more
    US Tech Solutions (08/27/25)
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  • Operational and Compliance Risk Testing Officer…

    KeyBank (Buffalo, NY)
    …the related rules and regulations of the financial services industry to include: OCC , FRB, CFPB, State Law, and other pertinent regulations. + Demonstrated skill in ... effectively communicating (verbal and written) results to a diverse audience; ability to work with all levels of management with a focus on collaboration and relationship management. + Strong interpersonal skills; ability to work well in a team environment. +… more
    KeyBank (08/27/25)
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  • Senior Legal Counsel - US Regulatory Legal

    HSBC (New York, NY)
    …laws and the regulations of the Office of the Comptroller of the Currency (" OCC "), the Board of Governors of the Federal Reserve System ("FRB"), and the Federal ... Deposit Insurance Corporation ("FDIC") + Work independently, seeking out and maintaining internal client relationships, manage workload calendars effectively, interact appropriately with internal clients up to and including senior management + Show an ability… more
    HSBC (08/27/25)
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  • Manager, PCG Branch Exams

    Raymond James Financial, Inc. (New York, NY)
    …Insurance Corporation (FDIC), Office of the Comptroller of the Currency ( OCC ), Federal Financial Institutions Examination Council (FFIEC), Office of Thrift ... Supervision (OTS), and the Federal Reserve System. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking, finance and securities industry operations. + Financial markets and products. **Skill in:** +… more
    Raymond James Financial, Inc. (08/27/25)
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  • Financial Advisor

    TD Bank (Flushing, NY)
    …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, State Insurance Commissioners, NY Department of Financial Services, etc.) + ... Ensures all Continuing Education requirements are attained + Responsible for understanding and adhering to TD Bank & TD Wealth Policies and Procedures + Responsible for implementing TD's Customer Identification Program (CIP) by collecting and verifying… more
    TD Bank (08/26/25)
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