- Neuberger Berman (New York, NY)
- …processes in accordance with Office of the Comptroller of the Currency ( OCC ) guidelines **Qualifications** + 6-9 years of relevant trust-related experience + Strong ... investment expertise, including proficiency in asset allocation, asset location, and portfolio construction + A solid understanding of trust and estate planning is highly desirable + Exceptional written and verbal communication skills + A collaborative team… more
- TD Bank (New York, NY)
- …by ensuring on-going training and performance and development management ** OCC Language:** **Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; ... Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work - Continuous + Performing multiple tasks - Continuous + Operating standard office equipment - Continuous + Responding quickly to sounds - Occasional +… more
- TD Bank (New York, NY)
- …ability to work in a fast paced environment and manage multiple deadlines and priorities ** OCC :** + This position is with a FINRA member, broker and/or dealer and is ... subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule… more
- Bloomberg (New York, NY)
- …Understanding of regulatory expectations for third-party risk (eg, NYDFS 500, DORA, OCC , ISO 27001, SOC2) + Familiarity with enterprise control environments and risk ... frameworks (eg, COSO, NIST, GRC program structures) + Agile Product Owner certification (eg, CSPO) or equivalent experience + Proven success driving adoption and maturity of SaaS platforms in shared service or federated environments Salary Range = 180000 -… more
- American Express (New York, NY)
- …policy governance. + Regulatory Interface: Familiarity working with regulators such as the OCC and FRB, as well as experience in risk consulting and auditing. + ... Communication Skills: Exceptional written and verbal abilities, with a talent for simplifying complex concepts for senior leaders and influencing stakeholders across all levels. + Proactive Approach: Skilled at identifying emerging issues, driving key risk… more
- TD Bank (New York, NY)
- …and external partners + Able to work in an unstructured and fast paced environment ** OCC :** + This position is with a FINRA member, broker and/or dealer and is ... subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule… more
- Broadview FCU (Albany, NY)
- …analytics. This role ensures alignment with regulatory expectations from the OCC , FDIC, and NCUA, while promoting best practices across Commercial, Commercial ... Real Estate (CRE), Residential Mortgage, and Consumer lending portfolios. Responsible for supporting the soundness of a $10-15 billion loan portfolio, the role proactively manages portfolio risk exposures, prepares for economic stress scenarios, and supports… more
- American Express (New York, NY)
- …financial institution third party risk management, including the Gramm-Leach-Bliley Act, OCC Third Party Risk Management Guidance, and EBA Guidelines on Outsourcing ... Arrangements + Experience drafting and negotiating commercial contracts Preferred Qualifications + Strong interest and/or experience in third party lifecycle management and emerging technology + Strong analytical and problem-solving skills + Ability to… more
- HSBC (New York, NY)
- …Be aKey representative of CIB Finance in regional regulatory engagement which include the OCC , FRB, NFA, and others + Sponsor and challenger roles within the CCAR ... stress testing framework representing CIB Finance and Business + Sponsor change and transformation initiatives, such as digitalization of the finance function For this role, HSBC targets a pay range between $240,000.00 and $350,000.00 The final fixed pay offer… more
- TD Bank (New York, NY)
- …staff + Strong knowledge of banking regulations and industry standards (eg, OCC , FRB, FDIC) + Excellent leadership, project management and stakeholder communication ... skills + Strategic mindset with the ability to execute tactically + High integrity, sound judgement, and a strong sense of accountability. + Strong attention to detail with the ability to recognize and react to discrepancies + Strong relationship building… more