- Mizuho Corporate Bank (New York, NY)
- …Banking Supervision (BCBS) Principles for Operational Resilience + US Federal Reserve, OCC , and FDIC guidance + UK Prudential Regulation Authority (PRA) and ... Financial Conduct Authority (FCA) requirements The expected base salary ranges from $180,000.00 - $200,000.00. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications… more
- Insight Global (New York, NY)
- …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, State Insurance Commissioners, NY Department of Financial Services, etc.) * ... Ensures all Continuing Education requirements are attained * Responsible for understanding and adhering to Bank & Wealth Policies and Procedures * Responsible for implementing Customer Identification Program (CIP) by collecting and verifying required customer… more
- City National Bank (New York, NY)
- …institution such as a broker/dealer and/or registered investment adviser/ and the OCC . * For Wealth Management Compliance roles, experience working within a ... Compliance Investment Management role. *Compensation* Starting base salary: $99,000 to $176,000 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. **To be considered for this… more
- MUFG (New York, NY)
- …Compliance + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC and FDIC). + Ensure compliance with internal policy and procedures by ... understanding and adhering to Americas Credit Standards, Americas Credit-Related Procedures, Credit Rules, Procedures for Credit Ratings, JCB Operating Manual, and any other applicable pronouncements. Support Dept. managers in credit risk management process. +… more
- Amazon (New York, NY)
- …banking platforms) - Ensure solutions meet stringent regulatory requirements (SEC, FINRA, OCC , Fed) and industry standards - Drive adoption of advanced AWS ... capabilities including AI/ML, GenAI, real-time analytics, and event-driven architectures - Working backwards from your customers, identify gaps in AWS products and services, and work with relevant product teams to address them About the team About AWS Amazon… more
- Mizuho Corporate Bank (New York, NY)
- …institution and/or equivalent experience with a US bank regulatory agency (FRB, OCC , etc.). + Bachelor's degree in Finance, Economics, Accounting or Business ... Administration or equivalent work experience necessary. + Ability to work independently with minimal supervision. + Able to arrive at creative solutions; a self-starter + Familiarity with a variety of credit products (ie corporate credit, acquisition… more
- TD Bank (New York, NY)
- …data prior to annual filing to the Office of the Comptroller of Currency ( OCC ). You will leverage your CRA background to produce accurate reporting of findings ... identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide CRA compliance support to Small Business & Commercial, and/or Credit Card business lines and partner with the CRA… more
- KeyBank (Amherst, NY)
- …risk management strategies with respect to the execution of testing against applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR 9). + ... Demonstrated skill in effectively communicating (verbal and written) results to a diverse audience; ability to work with all levels of management with a focus on collaboration and relationship management. + Strong interpersonal and collaboration skills;… more
- ASM Global (Old Field, NY)
- …Director of Facility Operations DEPARTMENT: Operations REPORTS TO: General Manager OCC & ONT Field FLSA STATUS: Salaried, Exempt COMPENSATION: Annual Salary ... Range $100,000- $120,000 LEGENDS GLOBAL Legends Global is the premier partner to the world's greatest live events, venues, and brands. We deliver a fully integrated solution of premium services that keeps our partners front and center through our white-label… more
- Capital One (New York, NY)
- …training in a regulatory office (Office of the Comptroller of the Currency ( OCC ), Federal Reserve) + Credit risk modeling, audit or assurance experience At this ... time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates… more