• Capital Markets - Funding and Liability Management…

    Citigroup (New York, NY)
    …markets for Senior Management (CEO, CFO, Treasurer, and CIO) and Key Regulators ( OCC , US Treasury, FDIC, and Federal Reserve Board of New York) Qualifications: ... Knowledge /Experience * 10+ years of Financial or related experience * Ability to find creative solutions to drive projects to completion across different stakeholders * A deep knowledge of fixed income valuation, derivatives, margin and hedge instruments… more
    Citigroup (08/01/25)
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  • Financial Advisor - Borough Park

    TD Bank (Brooklyn, NY)
    …state, SRO regulations and Firm policies related to all business activities (eg OCC , SEC, State Insurance Commissioners, NY Department of Financial Services, etc.) + ... Ensures all Continuing Education requirements are attained + Responsible for understanding and adhering to TD Bank & TD Wealth Policies and Procedures + Responsible for implementing TD's Customer Identification Program (CIP) by collecting and verifying… more
    TD Bank (08/01/25)
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  • Internal Audit, Vice President - Market Risk…

    MUFG (New York, NY)
    …SEC and NASD rules. + Experience working with financial industry regulators, including OCC , FRB, and FINRA + Deep knowledge of risk assessment, audit methodology, ... and audit execution + Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.) + Strong project management skills; preferably within internal audit functions + Employs strong critical thinking skills to… more
    MUFG (07/31/25)
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  • Credit Risk Manager, Vice President

    MUFG (New York, NY)
    …+ Understanding of the issues related to the regulatory environment (ie, FRB, OCC , FDIC). + Comfortable with Word, Excel, and PowerPoint + Strong written and ... verbal communications skills are critical. **Education:** + Bachelor's degree or master's in business or a related field. + CFA is desirable. The typical base pay range for this role is between $142K - $180K depending on job-related knowledge, skills,… more
    MUFG (07/24/25)
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  • Fixed Income Middle Office Trade/Sales Support

    MUFG (New York, NY)
    …day + Monitor CME for futures and options trades throughout the day + Monitor OCC for Options trades throughout the day + Monitor Trace / ORF throughout course of ... the day + Monitor ACT / WorkX throughout course of the day + Monitor RTTM throughout course of the day + Work on any Client queries. + Syndicate Support + Suspense any outstanding trades + Monitor Impact - Check TUR and SUR for trade entry exceptions prior to… more
    MUFG (07/17/25)
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  • Project Finance Vice President - Credit Risk…

    MUFG (New York, NY)
    …internal stakeholders. + An understanding of the regulatory environment in the US ( OCC , FRB). An understanding of the regulatory environment in Japan (FSA, BOJ) is ... a plus + Administrative agency and/or workout experience is a plus + BA or BS required, MBA preferred The typical base pay range for this role is between $135k - $200k (for Associate through VP range) depending on job-related knowledge, skills, experience and… more
    MUFG (07/12/25)
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  • Risk Management - Structural Interest Rate Risk…

    JPMorgan Chase (New York, NY)
    …committees. + Maintain awareness of regulatory expectations (eg, Basel IRRBB, OCC 2016-7) and support internal/external reviews, audits, and compliance with model ... governance policies. **Required qualifications, capabilities, and skills** + Minimum 4 years of experience in Trading, Risk Management, Treasury or a Finance function + An excellent academic record and Degree in Business-Administration / Economics / Finance /… more
    JPMorgan Chase (07/12/25)
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  • Administrator III

    Touro University (Valhalla, NY)
    …in relation to State, USDA and AAALAC inspections; and tracking required training, OCC Health & visitors log . + Perform other administrative and clerical tasks ... as needed. Qualifications Education requirement:At least an Associate's degree Technical/computer skills:Proficient utilizing Microsoft Office applications (Outlook, Excel, Word), ability to become proficient in using the Unimarket purchasing system & Mentor… more
    Touro University (07/06/25)
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  • VP - Regulatory Reporting Ld Analyst - Finance…

    Citigroup (Queens, NY)
    …the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency ( OCC ). The position will have a high level of visibility within the organization with ... opportunities to work directly with Management on a regular basis and will also interact very closely with other groups throughout Citi, including RWA Controllers, Risk, and Treasury. The core responsibilities include preparation and analysis of the FR Y-15… more
    Citigroup (07/03/25)
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  • Financial Services Manager - Regulatory…

    Deloitte (New York, NY)
    …oversight + Direct working experience at a financial services regulator (eg, OCC , FRB) + Direct working experience developing bank licensing applications and their ... related business plans + Direct working experience using, implementing, or supporting systems related to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case management, or… more
    Deloitte (06/25/25)
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