- TD Bank (Charlotte, NC)
- …flow + Minimum target annual loan originations of 48 LMI/multicultural units ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- TD Bank (Charlotte, NC)
- …skills, including ability to learn mortgage origination and automated underwriting systems ** OCC Language:** + This position falls within the definition of Loan ... Originator as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq.,… more
- TD Bank (Charlotte, NC)
- …banking regulations ("alphabet soup") such as, but not limited to:** + **CFPB, OCC , FDIC, FRB expectations** + **UDAAP, TILA, ECOA, FCRA, FDCPA, RESPA, HMDA, and ... related servicing regulations** + **Product knowledge across multiple lending and servicing lines of business (auto, real estate, mortgage, small business lending, etc.)** **** **Customer Accountabilities:** + Proactively advises the business of new and… more
- Wells Fargo (Charlotte, NC)
- …risk governance and oversight frameworks, regulatory requirements and/or guidance (eg, OCC , Federal Reserve, Basel), and industry standards, including the BCBS ... guidelines for counterparty credit risk management. + Detailed knowledge of counterparty credit risk aspects of traded products across asset classes. + Familiarity with approaches to counterparty credit risk quantification. + Proven track record of developing… more
- TD Bank (Hendersonville, NC)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- Wells Fargo (Charlotte, NC)
- …capabilities, electronic execution, and risk management tools. + Ensure compliance with OCC , FRB, NFA, and Wells Fargo's risk frameworks. + Champion robust controls ... and governance across product development processes. + Work within an Agile Product Development framework (eg Scrum, etc.), workflow and collaboration tools, such as Confluence & Jira to document and deliver business requirements and acceptance criteria. +… more
- City National Bank (Charlotte, NC)
- …/ third party risk management related regulatory requirements, guidance and oversight ( OCC 2013-29, Fed SR 13-19 or other relevant third party risk management ... / vendor management regulation applicable to the financial services industry) * Currently hold or quickly obtain industry recognized third party risk management or vendor management certification * Excellent oral and written communication skills; experience… more
- USAA (Charlotte, NC)
- …Assists in interactions and briefs on domain of responsibility with **regulators from the OCC , FED, FDIC, and CFPB** as well as prepare Board and Senior Management ... level reports related to IT/IS risk. + Builds and leads all aspects of a team of employees for assigned functional area through ongoing execution of recruiting, development, retention, mentor and support, performance management, and managerial activities.… more
- TD Bank (Charlotte, NC)
- …Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC /FINRA/SEC/CFPB/ FED/ FDIC examiners welcome + CRCM or CIA certified ... preferred **Customer Accountabilities:** + Develops, communicates and implements a holistic strategy for audit area of expertise in support of and integrated with the overall audit strategy + Oversees/leads/manages and plans audit engagement work activities to… more
- US Bank (Charlotte, NC)
- …is preferred but not required - Advanced understanding of Model Risk Management and OCC SR 11-7 is a plus - Demonstrated independence, teamwork and leadership skills ... - Strong project management skills - Excellent written and verbal communication skills **_LOCATION EXPECTATIONS: This role requires working from a US Bank Location three (3) or more days per week._** If there's anything we can do to accommodate a disability… more
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