- TD Bank (Asheville, NC)
- …Region for change management, performance measures/management, and talent pipeline development ** OCC Language:** + This position falls within the definition of Loan ... Originator as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq.,… more
- TD Bank (Charlotte, NC)
- …information with discretion **Preferred Qualifications:** + Regulatory experience (especially OCC , CFPB, Federal Reserve, or OSFI) + Experience with end-to-end ... issues management + Financial Crimes related regulatory experience preferred. Includes but not limited to KYC/AML, fraud and claims, insider threat, Reg E, and BSA) **Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%… more
- American States Utility Services (Fort Bragg, NC)
- …resources* Works with Construction Superintendents and ASA's to identify vendors at all OCC locations* Must be willing to travel as required by project/job needs* ... Performs other related duties as assigned* The above position description is not intended to be, nor should it be construed as, exhaustive of all responsibilities, skills or competencies associated with this position The above job description is not intended… more
- USAA (Charlotte, NC)
- …laws, rules, regulations, and applicable guidance to area supported for example: OCC Heightened Standards, BSA/AML, REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA. ... **What sets you apart:** + Subject matter expertise in bank consumer protection regulatory compliance, with proficiency in one or more bank product lines and generalist knowledge across all product lines. + Experience researching, analyzing, and testing… more
- USAA (Charlotte, NC)
- …laws, rules, regulations, and applicable guidance to area supported for example: OCC Heightened Standards, BSA/AML, REG E, UDAAP/UDAP, TILA/REG Z, SCRA, FCRA, MLA. ... **What sets you apart:** + Subject matter expertise in bank consumer protection regulatory compliance, with deep proficiency in one or more bank product lines and broad generalist knowledge across all product lines. + Demonstrated experience researching,… more
- TD Bank (Hendersonville, NC)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- American Express (Charlotte, NC)
- …opportunities and overseeing the implementation of enhancements. + Knowledge of OCC Heightened Standards, Basel Committee on Banking Supervision (BCBS) 239, and ... other regulatory changes and industry best practices. + Strong analytical and problem-solving skills, with an ability to analyze data, identify root causes and trends, and evaluate risk scenarios effectively. + Excellent qualitative analytical skills. +… more
- TD Bank (Charlotte, NC)
- …ability to work in a fast paced environment and manage multiple deadlines and priorities ** OCC :** + This position is with a FINRA member, broker and/or dealer and is ... subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule… more
- TD Bank (Hendersonville, NC)
- …in performance management activities of the teller team and platform team ** OCC Language:** + This position falls within the definition of Loan Originator ... as defined under Regulation Z of the Truth in Lending Act, 12 CFR Part 1026.36, and the definition of Mortgage Loan Originator as defined under the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act), 12 USC || 5102 et seq., and its… more
- TD Bank (Charlotte, NC)
- …and external partners + Able to work in an unstructured and fast paced environment ** OCC :** + This position is with a FINRA member, broker and/or dealer and is ... subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule… more