- Truist (Charlotte, NC)
- …Qualifications:** 1. Deep understanding of regulatory frameworks (eg, FFIEC, NIST, OCC , Basel, GDPR) and their impact on architecture practices. 2. Proven ... experience authoring technical policies and standards and designing compliance validation mechanisms. 3. Strong knowledge of SDLC methodologies, IT Architecture concepts, best practices, quality control gates, and enterprise tooling (eg, ServiceNow,… more
- TD Bank (Charlotte, NC)
- …data prior to annual filing to the Office of the Comptroller of Currency ( OCC ). You will leverage your CRA background to produce accurate reporting of findings ... identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide CRA compliance support to Small Business & Commercial, and/or Credit Card business lines and partner with the CRA… more
- City National Bank (Charlotte, NC)
- …an up-to-date Master Compliance Audit Follow-up Log for outstanding BSA-related Audit and OCC Examination issues, and the BSA Risk Assessments Open Issues Log. * ... Integrates activities with other departments to accomplish common goals. * Maintains up-to-date knowledge of Bank policies, procedures and industry best practices. * Participates in and completes bank-wide projects. * Serves as resource (as needed) to internal… more
- Truist (Charlotte, NC)
- …4. Experience working for or with (significant interactions) regulatory agencies (FRB, OCC , FDIC) 5. Experience with new Corporate BTCM risk programs or initiatives ... **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific… more
- Truist (Charlotte, NC)
- …services regulatory bodies; preferably Office of the Comptroller of the Currency ( OCC ), Federal Reserve Board (FRB), FDIC, etc. (laws, rules, regulations and ... guidance) + Cybersecurity certifications such as CISA, CISSP + Banking or financial services experience + Regulatory Change Management experience **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular… more
- Truist (Raleigh, NC)
- …governance frameworks, ensuring compliance with regulatory requirements (eg, FFIEC, OCC , Basel III, GDPR). Develop strategies to support real-time monitoring, ... root cause analysis, and proactive remediation to minimize downtime and business impact. Partner with engineering, security, business unit, risk, and compliance teams to align observability initiatives with operational stability and performance targets,… more
- US Bank (Charlotte, NC)
- …teams and work on multiple assignments concurrently + Experience with regulatory guidance ( OCC 2011-12, Basel, ICAAP, FRTB, AMA, CCAR, FRTB and Market Risk Rule) + ... Familiarity with vendor platforms such as: QRM, Polypaths, Yield Book, Risk Metrics, and Bloomberg + Demonstrated experience with mortgage finance, such as mortgage servicing rights and the mortgage warehouse + Experience working on teams that participate in… more
- USAA (Charlotte, NC)
- …& Governance Expertise: Familiarity with AI-related regulatory guidance (eg, SR 11-7, OCC 2011-12) and emerging governance principles (eg, NIST AI RMF, ISO/IEC ... 42001, EU AI Act). + AI Explainability & Transparency: Ability to evaluate interpretability techniques for regulatory and business transparency. + Emerging Technology Awareness: Awareness of generative AI, LLMs, and automated decisioning frameworks to assess… more
- City National Bank (Charlotte, NC)
- …regulations and managing regulatory requirements including but not limited to: FFIEC, OCC , FINRA, Federal Reserve related to Disaster Recovery requirements. WHAT DO ... YOU NEED TO SUCCEED? *Required Qualifications** * Minimum 7 years practical Business Continuity, Disaster Recovery, and/Crisis Management experience * Minimum 3 years of financial services experience * Minimum 3 years of project management experience… more
- Truist (Raleigh, NC)
- …+ Experience in financial services and regulatory frameworks (GLBA, FFIEC, OCC /FDIC). + Experience operationalizing cybersecurity use cases with Large Language ... Models (LLMs). + Prior success in building enterprise-wide security awareness programs. **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20… more