- City National Bank (Charlotte, NC)
- …to technology risk, and Office of the Comptroller of the Currency ( OCC ) and Federal Reserve Board (FRB) expectations * Demonstrated experience analyzing complex ... cyber security data sets within subject area specialty * Demonstrated knowledge of cyber security landscape -- threats, trends, technologies * Demonstrated knowledge of financial regulation and control frameworks applicable to cyber security or IT risk *… more
- City National Bank (Raleigh, NC)
- …also provide support in responding to external auditors and US regulators (eg FRBNY, OCC ) and to meet the evolving demands of the US regulatory environment and ... heightened expectations of internal audit. This includes the coordination of continuous monitoring, coordination of IA responses to US regulatory examinations, and the verification of regulatory issues. WHAT WILL YOU DO? * Develop the annual Audit Plan for CNB… more
- City National Bank (Charlotte, NC)
- …ensuring alignment with enterprise compliance mandates and regulatory requirements (eg, FFIEC, OCC , SOX, GDPR, etc.) * Oversee and manage project budgets related to ... IT control implementations, remediation plans, and regulatory gap closures * Lead project activities involving risk assessments, remediation efforts, audit responses, and control testing to ensure delivery within regulatory timelines * Serve as a liaison… more
- City National Bank (Raleigh, NC)
- …and Conduct Risk, Strategic Risk and Reputation Risk. Experience auditing against OCC Heightened Standard's requirements is preferred. WHAT WILL YOU DO? * Audit ... and Assurance General Requirements: Plans, executes and evaluates audit test plans for projects of low to medium complexity with a risk-based audit approach. Assesses risks and controls, designs comprehensive audit programs, executes audit procedures,… more
- TD Bank (Charlotte, NC)
- …and follow up of work. + Ability to obtain additional licensing, as required ** OCC Language:** + This position is with a FINRA member, broker and/or dealer and ... is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for employment under standards established by FINRA. Subject to the investigation and verification requirements of FINRA Rule… more
- Truist (Charlotte, NC)
- …Experience working for or with (significant interactions) regulatory agencies (FRB, OCC , FDIC). 4. Experience in establishing new Corporate operational risk programs ... or initiatives. **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility… more
- Citigroup (Charlotte, NC)
- …capital markets for Senior Management (CEO, CFO, Treasurer, and CIO) and Key Regulators ( OCC , US Treasury, FDIC, and Federal Reserve Board of New York) + Develop ... analytical tools to measure performance + Provide subject matter expertise for issuance capacity in different types of stress scenarios **Qualifications:** + 5+ years of experience + Strong Working knowledge of fixed income products and valuation + Bachelor's… more
- PNC (Charlotte, NC)
- …extensive communication with bank group members and third parties including the OCC , Credit Risk Review, and Internal Audit. Works with internal business partners ... on negotiations and documentation to mitigate risk and participates in regulatory discussions. May mentor peers. PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: + **Customer Focused** - Knowledgeable… more
- Bank of America (Charlotte, NC)
- …+ Coordinates a quarterly Regulatory Meeting with external client partners ( OCC /FRB/FDIC) and CFO DM's Senior Leadership Team + Creates/updates Desktop Procedures ... (DTP), RACI, Process Flows, and updates the SharePoint site for any relevant client partner engagement activities **Skills:** + Quality Assurance + Risk Management + Analytical Thinking + Attention to Detail + Problem Solving + Written Communications +… more
- Bank of America (Charlotte, NC)
- …includes governance, interpretation of report instructions, production and submission of OCC /FRB/FDIC US regulatory reports (eg FR Y-14,FR Y-9C,FFIEC 009, FR Y-15, ... FFIEC 031), and substantive end-to-end testing of data from the reports through data transformations to data capture. The role also has a significant focus on leading testing around data capture and data usage controls. **Key Responsibilities:** + Performs… more