- TD Bank (Charlotte, NC)
- …management and regulators** + **FINRA series 7 and 24** + **Life and Health Insurance License** + **Ability to research, interpret and summarize relevant regulatory ... **Experience with regulatory bodies like the Office of Currency Comptroller ( OCC ), Securities and Exchange Commission (SEC) and Financial Industry Regulatory… more
- TD Bank (Charlotte, NC)
- …flow + Minimum target annual loan originations of 48 LMI/multicultural units ** OCC Language:** + This position falls within the definition of Loan Originator ... participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including… more
- TD Bank (Charlotte, NC)
- …compliance management program + CRCM a plus + Experience with CFPB and OCC examiners helpful **Customer Accountabilities:** + Proactively advises the business of new ... participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including… more
- TD Bank (Wilmington, NC)
- …for your business area/function and the bank, both internally and/or externally ** OCC Language:** + This position falls within the definition of Loan Originator ... participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including… more
- TD Bank (Asheville, NC)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including… more
- TD Bank (Raleigh, NC)
- …that reflects TDs diversity agenda, and creates an extraordinary employee experience ** OCC Language:** + This position falls within the definition of Loan Originator ... participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including… more
- City National Bank (Charlotte, NC)
- …and other professional qualifications such as CPA, CIA, etc. * Knowledge of OCC rules and regulations (ie heightened standards for Large Financial Institutions) * ... Time Away benefits including vacation, sick and volunteer time * Specialized health and family planning benefits including fertility benefits, and cancer, diabetes… more
- US Bank (Charlotte, NC)
- …custody accounts. + Interpret and apply relevant laws and regulations, including OCC Handbook requirements, fiduciary principles, and the Uniform Trust Code. + ... That's why our benefits are designed to help you and your family boost your health , protect your financial security and give you peace of mind. Our benefits include… more
- Wells Fargo (Charlotte, NC)
- …and stakeholder engagement skills, including regulatory interface + Experience with OCC enforcement actions and remediation programs + Familiarity with AI, ... for an overview of the following benefit plans and programs offered to employees. + Health benefits + 401(k) Plan + Paid time off + Disability benefits + Life… more
- TD Bank (Hendersonville, NC)
- …in performance management activities of the teller team and platform team ** OCC Language:** + This position falls within the definition of Loan Originator ... participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including… more