- Citigroup (New York, NY)
- …applications and notices, including those required under US bank regulations, such as OCC Part 7 notices, Bank Merger Act applications and notices required under the ... US GSIB, law firm, or Federal Reserve, FDIC or OCC . + Deep and broad experience providing legal advice...and retention awards. Citi offers competitive employee benefits, including: medical , dental & vision coverage; 401(k); life, accident, and… more
- Citizens (New York, NY)
- …compliance, reputational) and risk management methodologies, including COSO and OCC Heightened Standards. + Payment Products: Foundational knowledge of core ... Familiarity and staying updated with relevant banking regulations (FRB, OCC ) and compliance requirements, specifically Anti-Money Laundering (AML). Special industry… more
- Wells Fargo (New York, NY)
- …**Regulatory & Risk Oversight** + Ensure all products comply with FINRA, SEC, OCC , and other regulatory body requirements. + Work closely with Legal, Compliance, and ... and retaining high-performing teams + Direct regulatory experience encompassing OCC , Federal Reserve, FINRA, and/or SEC compliance + Comprehensive investment… more
- City National Bank (New York, NY)
- …mitigation of emerging risks. * Ensure compliance with regulatory requirements (eg, OCC , Federal Reserve Board, FFIEC) and drive T&I remediation improvements. * Lead ... cross-functional collaboration and influencing executive decision-making. * Expertise in OCC , FRB, FFIEC, and other financial regulatory requirements, including… more
- City National Bank (New York, NY)
- …messages to Senior Managers/Leaders and Regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Use a combination of soft skills, ... to senior managers and regulators (Office of Comptroller of the Currency ( OCC ); Federal Reserve Board (FRB etc.) * Deep Understanding of regulatory requirements… more
- HSBC (New York, NY)
- …controls and processes + Ensure all investment activities comply with OCC Regulation 9, including fiduciary responsibilities and prudent investment management + ... assess, and mitigate investment and non-financial risks + Ensure compliance with OCC Regulation 9 and other relevant regulatory requirements + Develop and oversee… more
- Citigroup (New York, NY)
- …and Citi's Lines of Defense model + Assessing the firm's adherence to OCC Heightened Standards + Provide independent assurance on the design and operating ... **Qualifications:** + Deep understanding of Enterprise Risk Management practices and OCC Heightened Standards, particularly the expectations for a large or complex… more
- US Bank (New York, NY)
- …the Bank's Financial Crimes (Anti-Money Laundering, Economic Sanctions/OFAC), adhering to OCC 2011-12 Regulatory Guidance and USB's Model Risk Management Policy and ... developers as well as interface with key stakeholders, regulators ( OCC /FRB), and internal auditors to discuss the justification and...vary based on role, location or hours): + Healthcare ( medical , dental, vision) + Basic term and optional term… more
- Citigroup (New York, NY)
- …productive engagement model with critical regulators, including the Federal Reserve, OCC , FDIC, and International Regulators. The team proactively manages the ... working at a banking regulatory agency, such as the Federal Reserve, OCC , and FDIC. Working knowledge / familiarity with the International Regulatory Agencies… more
- American Express (New York, NY)
- …Management, etc. + Support compliance with resilience-related regulations and standards (eg, OCC Bulletin 2020-94, FFIEC Handbooks, GLBA, etc.) to meet legal and ... industry standards. + Knowledge of relevant policies & regulations (eg, FRB SR 2020-24/ OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets, DORA) +… more