- Banc of California (Santa Ana, CA)
- …the BSA Officer to ensure corporate policies and processes pertaining to BSA and OFAC are implemented through the LOBs' procedures. This position will be a key ... the front lines on BSA/AML related inquiries and policy questions. Additionally, the BSA/ OFAC Governance and Monitoring Director is responsible for the BSA/ OFAC … more
- Banc of California (Santa Ana, CA)
- …employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The BSA/ OFAC QC Specialist is responsible for performing quality control (QC) reviews of ... Person (DOEP) Reports) and work products from AML and OFAC Operations as well as KYCs and first level... Operations as well as KYCs and first level OFAC disposition completed by other business units. The objectives… more
- City National Bank (San Francisco, CA)
- …the Bank's Financial Crimes Compliance (FCC) department responsible for the bank's OFAC and transaction monitoring (TM) solutions as a critical function within the ... This Senior Manager will drive bank's transaction monitoring and OFAC enterprise solution strategy, including introducing advanced analytics, rationalizing use… more
- Banc of California (Santa Ana, CA)
- …reporting to comply with BSA/AML regulations, negative news monitoring reviews, and OFAC alerts. Performs all duties in accordance with the Company's policies and ... AML monitoring software to meet BSA/AML reporting requirements. + OFAC Review - Assist with potential OFAC ...+ OFAC Review - Assist with potential OFAC Matches or Sanctions restrictions to ensure ongoing … more
- Banc of California (San Diego, CA)
- …documentation and disposition of the case, Currency Transaction Reporting accuracy, OFAC Compliance, Customer Due Diligence and Enhanced Due Diligence quality, ... in conducting quality control testing related to BSA/AML and OFAC compliance. + Review and filing of Suspicious Activity...Activity Reports with FinCEN + Identifies potential BSA/AML & OFAC risk and escalates issues to management. + Recommends… more
- Jacobs (Los Angeles, CA)
- …export and import compliance, compliance with Office of Foreign Assets Control ( OFAC ) and other applicable sanctions programs, and compliance with US Anti-boycott ... Trade Regulations (FTR), the Office of Foreign Assets Control ( OFAC ), the Foreign Corrupt Practices Act (FCPA), the US...basis) on U..S. export and import compliance, compliance with OFAC and other applicable export / import / sanctions… more
- Arch Systems (CA)
- …to full compliance with regulations from the Office of Foreign Assets Control ( OFAC ) to ensure alignment with all applicable sanctions programs. This means we do ... not engage in transactions or employment practices that conflict with OFAC regulations, including the hiring of individuals residing in regions subject to US… more
- Intuit (Mountain View, CA)
- …or consulting firm. + **In-depth knowledge of global sanctions regimes** , including OFAC , UN, EU, CA, UK and other major international sanctions lists. + Proven ... end-to-end investigations into potential sanctions violations, including but not limited to; OFAC , UN, EU, CA, UK and other relevant international sanctions regimes.… more
- Banc of California (Santa Ana, CA)
- …Secrecy Act, the USA PATRIOT act, US Treasury AML guidelines, OFAC requirements, and Suspicious Activity Reporting requirements. + Established business knowledge ... no supervision while performing duties. + A minimum of five (5)+ years' direct BSA/AML/ OFAC experience or equivalent, with at least two (2) years in an investigative… more
- SMBC (Sacramento, CA)
- …but not limited to, the Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC and evolving banking landscape. **POSITION SPECIFICATIONS:** * 7+ years of experience in ... Reporting tools: PowerBI, Excel o Azure * Knowledge of vendor BSA/AML/ OFAC transaction monitoring and sanctions screening systems (eg, Verafin, Actimize, Fircosoft)… more