- Banc of California (Escondido, CA)
- …and board loans. + Prepare letters to borrowers as necessary. + Run and review OFAC , Experian and other reports for loan requests. + Review credit files for various ... compliance issues. + General office duties such as mail sorting, filing, etc. + Maintain and work a high-volume pipeline with files at multiple stages to ensure all compliance requirements and deadlines are met. + Treat people with respect; keep commitments;… more
- US Bank (Carmichael, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Arroyo Grande, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Verint Systems, Inc. (Sacramento, CA)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations. **Preferred Skills:** + Proficiency in Linux service development, system configuration, shell scripting + Proficiency of containerized technologies (Docker etc.) + Experience with observability… more
- Banc of California (Santa Ana, CA)
- …Bachelor's degree preferred. + A minimum of three (3)+ years of direct BSA/AML/ OFAC experience or equivalent. + Experience in assessing customer risk and due ... diligence reviews. + Experience working within the banking industry preferred. + Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) certification, Certified Financial Crime Specialist (CFCS), or other applicable industry… more
- US Bank (Los Angeles, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Atria Wealth Solutions (Dublin, CA)
- …federal and state laws and banking regulations (including those related to OFAC and Bank Secrecy Act / Anti-Money Laundering compliance) and Patelco Credit ... Union's policies and procedures. Qualifications + Bachelors degree in in finance, business or related field required. + 5+ years related investment industry experience and/or training. + 3+ years of prior management experience, including sales coaching… more
- US Bank (Walnut Creek, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Cherry Bekaert (Sacramento, CA)
- …will be conducted for key areas including, but not limited to: + BSA/AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH + Correspondent Banking + ... Electronic Banking + Deposit Operations **What you bring to the role:** + Bachelor's degree in accounting, finance or related business field of study + Relevant professional certification complete/in-process (ie CIA, CFSA, CBA, CPA, CFE, CAMS) + Minimum of 2+… more
- US Bank (San Francisco, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more