- Mizuho Corporate Bank (New York, NY)
- …and Enhanced Due Diligence without immediate direction or supervision + Conduct OFAC and Negative News searches on clients and related parties to identify ... and assess potential risk to the firm + Ability to determine and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation + Evaluate an Investment Advisor's organization structure as well as determine when… more
- Mastercard (Harrison, NY)
- …skills. * Deep knowledge of AML, BSA, USA PATRIOT Act, and OFAC requirements. * Preferred certifications: ACAMS, CFE, blockchain analytics (eg, Elliptic, Crystal). ... * Advanced skills in cryptocurrency investigations, OSINT, and tracing techniques. * Digitally fluent with experience in process automation and scalable compliance solutions. * Proficient in MS Office tools (PowerPoint, Excel, Visio). Mastercard is a… more
- Coinbase (Albany, NY)
- …compliance processes for Coinbase's US consumer business, which includes BSA/AML, OFAC , and Consumer Compliance requirements. This team works cross-functionally with ... Compliance, Engineering, Product, and Legal functions to oversee compliance for the US consumer business, including to validate that country-specific controls are effectively operating, including by reviewing new products prior to launch. Additionally, this… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- MUFG (New York, NY)
- …agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/ OFAC ) compliance audit experience + CAMS certification preferred + Experience working with ... the financial industry regulators, including OCC, FRB, SEC and FINRA and responding to regulatory requests. + Proficient understanding of the internal audit process including risk assessment, audit methodology, and execution. + Proven knowledge in technology… more
- L3Harris (Rochester, NY)
- …US trade sanctions program to include Office of Foreign Assets Control ( OFAC ) Preferred Additional Skills: + Ability to interpret USG laws/regulations and assess ... risk management aspects + Experience with OCR EASE + Must possess excellent communications skills + Previous assignment in military operational and/or policy positions + Technical background + Background in the Foreign Military Sales program + Team player,… more
- New York State Civil Service (New York, NY)
- …Bank Secrecy Act/Anti-money Laundering (BSA/AML), Office of Foreign Assets Control ( OFAC ), and related New York Banking laws, regulations, and best practices.* ... Cybersecurity laws, regulations, and issues.* Internal controls / governance.* Blockchain analytics software.Appointment method: Candidates must meet the minimum qualifications listed below in order to be eligible for appointment.Non-Competitive: A Bachelor's… more
- New York State Civil Service (Albany, NY)
- …following are not required, but are preferred:* Virtual currency;* BSA/AML, OFAC , and related laws, regulations, and best practices;* Cybersecurity laws, ... regulations, and issues;* Internal controls/governance;* Financial analysis;* Accounting; and* The use of blockchain analytics software.Appointment method:Candidates must meet the minimum qualifications listed below in order to be eligible for appointment.Non… more