- Coinbase (Albany, NY)
- …with industry standards and developments in the areas of KYC, BSA/AML, and OFAC , and apply regulatory requirements and internal policies and procedures to case ... investigation * Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures *What we look for in you (ie. job requirements):* * Minimum of 3+ years of relevant experience in traditional financial services,… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Equitable (New York, NY)
- …accounts and adding/removing of bank account services * Ensure compliance with OFAC regulations and fraud prevention best practices * Gather information for audit ... and SOX control testing requirements * Perform other duties as assigned The base salary range for this position is $59,000 - $68,000. Actual base salaries vary based on skills, experience, and geographical location. In addition to base pay, Equitable provides… more
- Verint Systems, Inc. (Albany, NY)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations. **Preferred Requirements:** + Experience working with executives. + Experience using social media and team collaboration tools. \#LI-BS1 Verint Systems Inc. is an equal opportunity employer and… more
- Verint Systems, Inc. (Albany, NY)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations + The ability to obtain the necessary credit line required to travel \#LI-BS1 Verint Systems Inc. is an equal opportunity employer and is committed to maintaining a workplace free from… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- TD Bank (New York, NY)
- …AML regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC requirements + Excellent analytical and problem-solving skills, with the ability to ... interpret complex data and identify patterns + Strong written and verbal communication skills, with the ability to present findings clearly and concisely. + Ability to work independently and as part of a team, with a high level of integrity and attention to… more