- Wells Fargo (New York, NY)
- …of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/ OFAC related audits across Wells Fargo lines of business, and evaluates the ... system of internal controls and processes related to financial crimes. The Financial Crimes Audit Team is responsible for testing governance and coordinating first line audit coverage of Anti-Bribery and Corruption regulations. Learn more about our career… more
- Marex (New York, NY)
- …Hedge Fund, Institutional Investor + Strong understanding of FinCEN, FATCA and OFAC regulations + Knowledge of financial industry rules and regulations + Proficiency ... in back-office systems; experience with World Check a plus + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree preferred. Salary Range: $70,000 to $85,000 per year and… more
- KeyBank (Syracuse, NY)
- …with all relevant regulations including Know Your Customer (KYC), running MCA/Patriot Act/ OFAC checks as well as certifying Beneficial Ownership. + Manage the ... approval process for, occasionally complex, lending commitments, amendments, waivers, and consents, including providing monitoring, reporting and/or making recommendations to Credit Executives as appropriate. + Review and properly maintain all necessary legal… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Verint Systems, Inc. (Albany, NY)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations. **Preferred Requirements:** + HCM Oracle Fusion knowledge + Experience analyzing compensation data for global organizations. \#LI-IJ1 Min: $70K Max: $80K Verint Systems Inc. is an equal… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Robert Half Technology (New York, NY)
- …and ISO 27001. * Familiarity with financial compliance regulations, including OFAC and related technologies. * Exceptional communication and interpersonal skills, ... with the ability to work across diverse teams and regions. * Proficiency in both English and Spanish, including strong written and verbal communication skills. Technology Doesn't Change the World, People Do.(R) Robert Half is the world's first and largest… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more