- L3Harris (Rochester, NY)
- …US trade sanctions program to include Office of Foreign Assets Control ( OFAC ) Preferred Additional Skills: + Ability to interpret USG laws/regulations and assess ... risk management aspects + Experience with OCR EASE + Must possess excellent communications skills + Team player, proactive, self-motivated, highly organized, ability to handle shifting priorities + Communicate effectively and professionally (both orally and in… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Bank of America (New York, NY)
- …banking regulations in the compliance space including but not limited to AML, OFAC , and KYC + Excellent communications and presentation skills + Strong analytical ... and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products (letters of credit/standby letters of credit) + Proficient in… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Carrington (Albany, NY)
- …and support, documentation retrieval, and back-up audit file creation. * Perform OFAC reviews to ensure compliance with federal regulations and company policies. * ... Validate exception/citation testing and maintain exception issue log tracking and trends. * Conduct audits accurately, ensure proper controls are in place to reduce losses and in accordance with established audit timelines and standards. * Meet with department… more
- Mizuho Corporate Bank (New York, NY)
- …appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM) Risk ... & Typology Coverage Assessment, including maintaining a list of risks and typologies identified by regulators, standard-setters (FATF), and law enforcement, identifying products and services that require TM, and mapping those risks and typologies to the… more