- TD Bank (New York, NY)
- …Global Sanctions Program, including satisfaction of US specific requirements promulgated by OFAC , Global Affairs Canada, and support for sanctions compliance in all ... jurisdictions where TD operates. **Job Description Summary:** The Senior Financial Crime Risk Analyst role contributes to the development and maintenance of TD's AML/ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards,… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- New York State Civil Service (New York, NY)
- …level:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC /Sanctions, CTF) in a management, compliance or audit environment.* Developing ... and implementing financial crime risk management or compliance policies, programs and procedures.A Master's Degree in one (1) of the related fields or a JD may substitute for one (1) year of specialized experience. A Ph.D. in one (1) of the related fields may… more
- Manulife (New York, NY)
- …applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, OFAC and regional EMEA & APAC laws) + Critical thinking and analytical ... skills and the ability to evaluate risk. This includes the ability to evaluate and eliminate any false positives accurately while providing documented rationales during the AML/TF screening process + Problem-solving and decision-making skills including the… more
- Manulife (New York, NY)
- …applicable to financial services firms (AMLTF, PCMLTF, US Title 31, FINTRAC/FINCEN, OSFI, OFAC and regional EMEA & APAC laws) + Critical thinking and analytical ... skills and the ability to evaluate risk. This includes the ability to evaluate and eliminate any false positives accurately while providing documented rationales during the AML/TF screening process + Problem-solving and decision-making skills including the… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- KeyBank (Amherst, NY)
- …decision alerts or transactions that may lead to an AML investigation or CIP/ OFAC escalation. + Provide ongoing operational support to ensure timely and accurate ... completion of AML functions, including completion of periodic reconcilements, daily report or alert monitoring and processing, and regulatory reporting. + Work independently with minimal supervision from manager. **Essential Job Functions:** + Perform in depth… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …industry certifications (CUCO,CRCM, CAMS, BSACS, etc.) -Strong knowledge of regulations including BSA, OFAC , Reg Z, M, D, E, CC, and DD -Proven experience managing ... or leading a compliance or risk-focused team -Familiarity with fraud prevention tools and regulatory reporting -Excellent communication, leadership, and analytical skills Why TEG? -Competitive salary and benefits -Supportive leadership and collaborative… more
- Verint Systems, Inc. (Albany, NY)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations **Preferred Requirements:** + Experience with databases: PostgreSQL,MongoDB, DynamoDB + Experience with Cloud hosting services: GCP, Azure + Experience with Application Performance Management… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more