- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Rochester Institute of Technology (Rochester, NY)
- …as a compliance representative of the VPR + Conduct export control compliance, OFAC and banned party screening, project reviews and determinations, and creation of ... TCPs on sponsored research issues + VPR Representative on information security issues and policies that affect research in concert with applicable ITS and Research Computing units, including assisting in CUI compliance for RIT researchers.. + Coordinate and… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- American Express (New York, NY)
- …the payments network operate in compliance with all applicable regulations, eg, AML, OFAC , PCI, etc. Work with the third-party partners to prioritize work and lead ... operational readiness and change management program in response to regulatory mandates. **Requirements/Qualifications** + Relevant experience: Minimum of 5 years' experience in global bank payments (ACH, wire, RTP) on the consumer and/or wholesale side. +… more
- Verint Systems, Inc. (Albany, NY)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations + The ability to obtain the necessary credit line required to travel. \#LI-BS1 Min: $140K Max: $155K Verint Systems Inc. is an equal opportunity employer and is committed to maintaining a… more
- New York State Civil Service (New York, NY)
- …Bank Secrecy Act/Anti-money Laundering (BSA/AML), Office of Foreign Assets Control ( OFAC ), and related New York Banking laws, regulations, and best practices.* ... Cybersecurity laws, regulations, and issues.* Internal controls / governance.* Blockchain analytics software.Appointment method: Candidates must meet the minimum qualifications listed below in order to be eligible for appointment.Non-Competitive: A Bachelor's… more
- Verint Systems, Inc. (Albany, NY)
- …screening process including, but not limited to, employment verifications, criminal search, OFAC , SS Verification, as well as credit and drug screening, where ... applicable and in accordance with federal and local regulations. + The ability to obtain the necessary credit line required to travel. **Preferred Requirements:** + Working knowledge of value-added ROI business process sales engagements / tools, especially… more
- Amalgamated Bank (New York, NY)
- …Act ("BSA"), terrorism financing, Office of Foreign Assets Control (" OFAC "), transaction monitoring, know-your-customer ("KYC"), customer due diligence ("CDD"), ... sanctions compliance, fraud, and broader compliance fields. + Prior experience with political customer types a plus + CAMS certification or equivalent preferred + Strong written/verbal communication and interpersonal skills + Strong research and organizational… more
- Boehringer Ingelheim (Rochester, NY)
- …sanctions regulations of the US Treasury Department's Office of Foreign Assets Control ( OFAC ), presently at 31CFR Chapter V, as they may be amended from time ... to time **Eligibility Requirements** + Must be legally authorized to work in the United States without restriction. + Must be willing to take a drug test and post-offer physical (if required) + Must be 18 years of age or older **Compensation Data:** This… more