- CH Robinson (Charlotte, NC)
- …with a specific focus on adhering to Office of Foreign Assets Control ( OFAC ) regulations, international trade laws, and US export control regulations, including the ... Lead the development, implementation, and maintenance of US export (EAR/ITAR) and OFAC compliance programs across global operations. + Create, maintain, and update… more
- Regions Bank (Charlotte, NC)
- …careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of ... potential areas of risk related to BSA, AML, and OFAC compliance and develops strategies to mitigate these risks...+ Stays abreast of changes in BSA, AML, and OFAC regulations and guidelines and ensures that our organization… more
- City National Bank (Charlotte, NC)
- …the Bank's Financial Crimes Compliance (FCC) department responsible for the bank's OFAC and transaction monitoring (TM) solutions as a critical function within the ... This Senior Manager will drive bank's transaction monitoring and OFAC enterprise solution strategy, including introducing advanced analytics, rationalizing use… more
- US Bank (Charlotte, NC)
- …(AML)/Bank Secrecy Act (BSA) and Office of Foreign Assets Control ( OFAC ) requirements through enhanced evaluation, identification, and research of relationships on ... include performing analysis and enhanced due diligence on results from OFAC /Sanctions, custom watchlists, 314a, Adverse Media and PEP watchlist screening of… more
- Fifth Third Bank, NA (Charlotte, NC)
- …prohibiting transactions as specified by the Office of Foreign Asset Control ( OFAC ), following the bank's customer identification program (CIP) rules, observing all ... Bank policies and procedures relating to BSA, OFAC , CIP, and related acts, and participation in ongoing...Act, Anti-Money Laundering efforts, USA PATRIOT Act, Fraud and OFAC . + Functional understanding of federal and state laws… more
- Deloitte (Charlotte, NC)
- …businesses, and Financial Technology (FinTech) organizations + Ability to develop AML/ OFAC compliance policies and procedures and review other relevant policy and ... as appropriate + Understanding of and ability to provide advice regarding applicable AML/ OFAC regulations and requirements to the business across the three lines of… more
- Fifth Third Bank, NA (Charlotte, NC)
- …and scoring. This manager may also be required to provide targeted AML and OFAC training to business unit staff and performing other assigned tasks related to the ... as specified by the Office of Foreign Asset Control ( OFAC ), following the bank's customer identification program (CIP) rules,...observing all Bank policies and procedures relating to BSA, OFAC , CIP, and related acts, and participation in ongoing… more
- Deloitte (Charlotte, NC)
- …broker dealers, mutual funds and insurance companies + Ability to develop AML/ OFAC compliance policies and procedures and review other relevant policy and procedure ... manuals as appropriate + Ability to provide advice regarding applicable AML/ OFAC regulations and requirements to the business across the three lines of defense on… more
- Equitable (Charlotte, NC)
- …compliance with the US Treasury Department's Office of Foreign Asset Control ( OFAC ) laws, including maintaining and revising screening process against various other ... investigations with analysis as needed. + Maintain policy of OFAC regulations to remain compliant with US laws and...this responsibility. + Acts as a BSA, AML and OFAC subject matter expert to identify process improvements: Identifying,… more
- Wells Fargo (Charlotte, NC)
- …(SCM) and Lines of Business (LOBs) to ensure compliance with FATCA, OFAC , and Permanent Establishment risk requirements. **VAT Compliance** The Senior Manager will ... and 1042 filings, W-9 and W-8 validations, and familiarity with FATCA, OFAC , and Permanent Establishment risk. + Experience working cross-functional with Supply… more