- City National Bank (Raleigh, NC)
- …of CNB's processes and controls related to Financial Crimes Compliance, including BSA/AML, OFAC and ABAC. This position will also be responsible for leading and ... and effectiveness of Anti-Money Laundering (AML), Office of Foreign Assets Controls ( OFAC ), and Anti-Bribery and Corruption (ABAC) practices for City National Bank… more
- Wells Fargo (Charlotte, NC)
- …+ Solid understanding of regulatory implications for FATCA, Dodd Frank, EMIR, OFAC , Patriot Act, SEC, CFTC and FINRA regulations + Account management experience ... customer service background + Data analysis experience + Understanding of BSA/AML/ OFAC laws and regulations + Financial industry experience + Operations experience… more
- US Bank (Charlotte, NC)
- …Crimes groups, which can include Anti-Money Laundering (AML), Cybersecurity, Economic Sanctions/ OFAC , and Fair Lending. The Analyst may also interface with key ... also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …with economic and trade sanctions imposed by governments and intenational bodies (eg OFAC , UN, EU). 2b) Conduct, and regularly update, a thorough risk assessment to ... - Sound familiarity with sanctions management, with specific knowledge of US ( OFAC ) and EU (CSFP) laws and regulations. SOFT SKILLS - Strong interpersonal… more
- Coinbase (Charlotte, NC)
- …with industry standards and developments in the areas of KYC, BSA/AML, and OFAC , and apply regulatory requirements and internal policies and procedures to case ... Working knowledge of applicable laws, regulations, and guidelines (eg, BSA, OFAC , FinCEN guidance) * Strong interpersonal, analytical, and communications (verbal and… more
- Boehringer Ingelheim (Goldsboro, NC)
- …sanctions regulations of the US Treasury Department's Office of Foreign Assets Control ( OFAC ), presently at 31CFR Chapter V, as they may be amended from time ... sanctions regulations of the US Treasury Department's Office of Foreign Assets Control ( OFAC ), presently at 31CFR Chapter V, as they may be amended from time… more
- Bank of America (Charlotte, NC)
- …exception processing. **Responsibilities:** + Investigate Office of Foreign Assets Control ( OFAC ) alerts for both domestic and international consumer, commercial and ... wholesale bank businesses or services functions + Reviewing and processing OFAC transactions to meet compliance requirements + Performs item processing functions… more
- Truist (Charlotte, NC)
- …of US economic and financial sanctions regulations and laws (particularly OFAC ) and experience applying sanctions regulations against specific fact patterns. 4. ... of US economic and financial sanctions regulations and laws (particularly OFAC ) and experience applying sanctions regulations against specific fact patterns. 4.… more
- Deloitte (Raleigh, NC)
- …and Wealth Management + 4+ Years Experience providing advice regarding applicable AML/ OFAC regulations and requirements with a focus on Trade Finance, Fraud, Retail ... Management + 4+ Years Experience in managing a team of professional AML/ OFAC compliance practitioners + 4+ Years Experience drafting Suspicious Activity Reports… more
- Insight Global (Charlotte, NC)
- …with industry standards and developments in the areas of KYC, BSA/AML, and OFAC , and apply regulatory requirements and internal policies and procedures to case ... investigation * Review data from systems and following Coinbase procedures to investigate, decide, and document transaction monitoring alerts Professional certification in AML or Fraud (eg CAMS, CFCS, CFE) * Experience in project management, analytics, or… more