- MUFG (Tempe, AZ)
- …and e-mails in the MTD Transaction Screening Unit Mailbox:_ + Open and maintain OFAC / Compliance / Sanctions cases on the IntelliTRACS, based on the level of ... Compliance , Legal or Trade related programs such as OFAC , JMOF, BSA/AML, etc. and any system related issues/concerns;...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- US Bank (Tempe, AZ)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more
- MUFG (Tempe, AZ)
- …of sanctions and Office of Foreign Assets Control, or OFAC , regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory ... audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/AML, AB&C, Sanctions...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- MUFG (Tempe, AZ)
- …regulatory agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/ OFAC ) compliance audit experience + CAMS certification preferred + Experience ... organization. **_Management or Supervision:_** No **_Major Responsibilities:_** + Maintain compliance with audit methodology, while also operating within industry… more