- Capital One (Richmond, VA)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk ... experience** **Preferred Qualifications:** + **4+ years of experience within a broker dealer registration and licensing function or similar compliance… more
- Capital One (Mclean, VA)
- …in IRD space + 5+ years of experience working at a financial institution, Bank or Broker Dealer + Proficient in the use of Bloomberg, Excel, and Visual Basic + ... as needed. Those projects could include new product testing, onboarding new dealer relationships, amending existing legal...expected to become and maintain status as a registered Associate Person (AP) in Capital One's Swap Dealer… more