- Bank of America (New York, NY)
- …solutions for clients by utilizing advanced knowledge of various investment banking products and processes, such as conflict approvals, capital committee ... load, and helping to manage their career development. + Execute investment banking transactions and processes in a global bulge bracket firm environment, including… more
- TD Bank (New York, NY)
- …& Operations Manager leads the development and implementation (or lead support ) of enterprise Compliance programs, including frameworks, policies, standards and ... & Experience** + Prior regulatory compliance experience within the banking industry and a familiarity with the regulatory change...other related groups (such as Legal and Risk) to support creation of documentation and reports required by external… more
- TD Bank (New York, NY)
- …& Operations Manager leads the development and implementation (or lead support ) of enterprise Compliance programs, including frameworks, policies, standards and ... Health insurance license** + **Experience working with in the banking trust and investment area; especially with in the...other related groups (such as Legal and Risk) to support creation of documentation and reports required by external… more
- JPMorgan Chase (New York, NY)
- …& Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions ... special projects for the Asset Wealth Management CEO and support regional events on an ad hoc basis. The...**Job responsibilities:** + Build and maintain all data and online aspects for signature global events including: + Build… more
- JPMorgan Chase (New York, NY)
- **About the Team** JP Morgan is transforming the future of private banking by incorporating strong Product and Design discipline along with emerging technologies ... senior leadership, to advocate for user-centered content design and secure support for content intiatives. + Understand the complexities of localizing content… more
- TD Bank (New York, NY)
- …This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well as key ... framework, trade surveillance tools (eg, SMARTS, Actimize, and Trading Hub), and communications surveillance tools (eg, Behavox). + Deep understanding of trading in… more
- TD Bank (New York, NY)
- …oversight of Non-Models/EUCs,** which are analytical/computational tools that are used to support business processes and are not considered models. The role will ... support the governance of Non-Model/EUC risk to the bank...internal and external research projects; supports the development/delivery of presentations/ communications to management or broader audience + Conducts meaningful… more
- TD Bank (New York, NY)
- …Analyst conducts a range of LOB related financial analysis and/or provides finance support as it relates to a Business Partner Finance area supported. **Depth & ... Qualifications:** + Work with business stakeholders to oversee and provide support on issues/findings to ensure committed milestones for remediation are actioned… more
- TD Bank (New York, NY)
- …join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well ... depends on us. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in… more
- TD Bank (New York, NY)
- …business heads at the Dealer, providing them with business management support , management information, desk-based supervision support , supplemental trading ... contact to advise or coordinate with Global Markets supervisors and key support stakeholders on day to day supervision accountabilities; and regulatory or business… more