- Bank of America (Charlotte, NC)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... a timely and high quality manner + Acts as Auditor -in-Charge (AIC) by overseeing audit testing and ensuring it...Manager of Process & Data: Demonstrates deep process knowledge, operational excellence and innovation through a focus on simplicity,… more
- USAA (Charlotte, NC)
- …model-related tools as part of audit engagements. You will support Auditor -In-Charge (AIC) responsibilities and maintain knowledge of financial services regulations, ... work with client management to assess risk and improve internal controls. You will also adhere to the Institute...applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + Broad and comprehensive experience… more
- USAA (Charlotte, NC)
- …possess Risk and Control Testing Expertise, with a strong focus on evaluating the operational efficiency of controls. Experience in Third Line Audit or a QA tester ... Process Walkthroughs & Documentation with first-line teams and assess control operational effectiveness. The capacity to apply Regulatory Guidance to consult and… more
- PNC (Charlotte, NC)
- …established SLAs - Communicate regularly in verbal and written communication with various internal and external parties related to the servicing and reporting of the ... portfolio - Research, summarize and respond to client, investor, rating agency, auditor inquiries related to investor reporting and remittances in a timely and… more
- Cardinal Health (Raleigh, NC)
- …team as well as stakeholders from Finance, Legal, Ethics & Compliance, Internal Audit and our various business segment leadership teams throughout the Cardinal ... key risk and performance indicators to ensure continuous compliance and operational excellence. + Conduct periodic control assessments to confirm IT… more
- Truist (Charlotte, NC)
- …to ensure accuracy, regulatory compliance and alignment with product and operational changes. This role partners closely with Legal, Compliance, Risk, Product, ... and Marketing to ensure disclosures meet regulatory requirements and internal governance standards. Key Responsibilities * Support end - to -end disclosure… more
- ITG Brands (NC)
- …risk assessments and review of risk areas. + Provide support to management with internal /external auditor 's requests. + Promote a strong sense of teamwork and a ... recognized Imperial Brands PLC family, we are a forward-thinking partner with operational integrity. ITG Brands is committed to putting consumers at the center… more
- TD Bank (Charlotte, NC)
- …depends on us. We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ... ensure adherence to internal and external regulations. We crunch the data, consult...preferred + Professional Accreditation such as Certified Information Systems Auditor , Chartered Professional Accountant or Chartered Financial Analyst would… more
- Truist (Charlotte, NC)
- …perform risk identification and mitigation strategy development, partner with other internal teams to assess and mitigate technology risk and manage teammates ... Functions through the effective identification, mitigation, monitoring and reporting of operational , technology, compliance and strategic risks within the ECFs; 2.… more
- Truist (Charlotte, NC)
- …and ensures proper updates to formal policy and process documents. * Supports internal project-based initiatives using business and risk SME knowledge to assist in ... identified opportunities or drive forward change required by regulator or auditor findings and recommendations. * Works with leadership to escalate identified… more