- Marex (New York, NY)
- …trading to resolve settlement and corporate action related breaks. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC ... and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all...responsibility + To report any breaches of policy to Compliance and/ or your supervisor as require + To… more
- Wolters Kluwer (New York, NY)
- …executive team, responsible for the financial direction, guidance, and compliance to support successful company operations. Functional responsibilities include ... budgeting and information systems, business development support, strategy support, driving compliance with regulatory requirements and WK practices & policies, and… more
- UMB Bank (Albany, NY)
- …efficiency and effectiveness. It is a foundational aspect of the risk management and operational control structure of the Line of Business. The role will also serve ... a key member of the Commercial Administration organization focused on delivering operational excellence within the Commercial Banking Line of Business. This position… more
- CUNY (New York, NY)
- …and analytically skilled professional responsible for coordinating faculty workload compliance and supporting curriculum and catalog operations across the School. ... and accurate workload reporting in CUNYFirst and CourseDog, upholds compliance with university and contractual policies, and supports efficient, policy-aligned… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …of leadership and oversight (as required) for the assigned study + Provides operational input into protocol development + Oversees and provides input to the ... Trial Management System (CTMS), Trial Master File (TMF) etc. + Ensures compliance with the clinical trial registry requirements + Identifies outsourcing needs of… more
- L3Harris (Rochester, NY)
- …early involvement in the business process, and by conducting necessary compliance / business conduct training; and works collaboratively with other sectors ... certain complex legal / business transactional matters. + Collaborates with operational , subcontracts and supply chain leadership to ensure that contractual and… more
- LEGOLAND (Goshen, NY)
- …Guest Services Assistant Manager primary role is to be able to operate all operational components (Opera, Kiosk, Alice, Radio and Google Nest). You will be expected ... status is promptly provided when requested + Liaises and supports other operational departments. + Plans for unexpected arrivals and disseminate information to… more
- ASM Research, An Accenture Federal Services Company (Albany, NY)
- …* Maintain information security policies and procedures and ensuring system-wide compliance of critical infrastructure. * Onboarding and training new team members. ... configs, etc.).* Ensure that already-provisioned Linux systems are kept in compliance with baseline requirements & ever-changing enterprise policy (eg, equivalent to… more
- Broadview FCU (Albany, NY)
- …partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk ... to evaluate the effectiveness of internal controls . + Help ensure operational and enterprise risk policies, procedures, and controls comply with NCUA, FFIEC,… more
- Albany Medical Center (Albany, NY)
- …analytics leadership. The Director oversees and leads the day to day operational , programmatic, financial, and employee related activities, as applicable, under the ... but not limited to physician and hospital clinical leadership, legal, compliance , billing, finance, IT, case and utilization management, quality, credentialing, and… more