- Wells Fargo (Purchase, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... adherence to Private Mortgage Banking Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals,… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... leadership, including executive officers, on issues that may present legal, regulatory, compliance , or reputational risk to the Company. + Partner with business… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... credit committee for approval of loans. + Work with outside counsel, internal compliance , and our loan closing teams to close modifications and new loans including… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... judgment while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and managers… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Heritage Financial Credit Union (Middletown, NY)
- …standards and procedures. Develops and implements policies and procedures relative to operational issues; coordinates with the Compliance and Audit Departments ... mitigate those risks consistent with the Credit Union's risk appetite, and ensure operational integrity and compliance with applicable regulations. + Cross sell… more
- JPMorgan Chase (New York, NY)
- …will be responsible for overseeing artificial intelligence-related governance support and Compliance & Operational Risk Evaluation (CORE) Program Governance. ... understanding of the 3 lines of defense in banking institutions, Compliance , Conduct & Operational Risk Frameworks; + Proficient in Microsoft Office Suite (Word,… more
- Fujifilm (Albany, NY)
- …illegal, unethical, or improper conduct. + Experience evaluating and auditing healthcare compliance matters to identify operational issues and recommend and ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...Holdings America Corporation ("HLUS") Department reporting to the Corporate Compliance Director. The Compliance Manager will be… more
- BJs Wholesale Club (NY)
- …quality and freshness, and optimizing inventory management. This role focuses on operational excellence, ensuring compliance with food safety, merchandising, and ... replenishment to maintain in-stock conditions. Demonstrates Full Proficiency: Execute operational functions of the department, including the ability to inspect,… more