- Grant Thornton (New York, NY)
- …processes + Manage the development and execution of enterprise risk management, operational risk compliance and/or internal control programs for not-for-profit ... and/or compliance experience preferred + Experience performing financial and operational internal audits, as well as business process, internal control and/or … more
- Heritage Financial Credit Union (Middletown, NY)
- …standards and procedures. Develops and implements policies and procedures relative to operational issues; coordinates with the Compliance and Audit Departments ... mitigate those risks consistent with the Credit Union's risk appetite, and ensure operational integrity and compliance with applicable regulations. + Cross sell… more
- JPMorgan Chase (New York, NY)
- …will be responsible for overseeing artificial intelligence-related governance support and Compliance & Operational Risk Evaluation (CORE) Program Governance. ... understanding of the 3 lines of defense in banking institutions, Compliance , Conduct & Operational Risk Frameworks; + Proficient in Microsoft Office Suite (Word,… more
- Wells Fargo (Melville, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals,… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... to effectively manage and mitigate risk, while supporting business growth and regulatory compliance . **In this role, you will:** + Manage and lead the development,… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... will:** + Provide front‑line legal support to deal teams, senior management and compliance , risk and control partners, acting as a trusted advisor while proactively… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... team members. + Complete work in accordance with all risk management, compliance and business process expectations. **Required Qualifications:** + 5+ years of… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... while developing the knowledge to understand function, policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues and… more