- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... situations requiring solid understanding of the function, policies, procedures and compliance requirements that influence and lead broader work team to meet… more
- Wells Fargo (Plainview, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... and + Working closely with analysts and internal partners to manage internal compliance , booking, and funding processes. Manage Day to day job responsibilities for… more
- Wells Fargo (Purchase, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... partnerships with all centers of excellence (COE) and support partners; managing risk/ compliance ; expense / P&L management; and exception management + Execute on… more
- Ankura (New York, NY)
- …related to research. Our practice is often called upon to advise investors on operational and compliance matters during due diligence. We serve as the ... team is a recognized leader in health care disputes, compliance , and investigations. Our clients and their counsel rely...health care and regulatory matters. We work with Chief Compliance Officers to build and mature their compliance… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... model behavior. + Meet deliverables while adhering to policies, procedures, and compliance requirements related to model risk management and regulatory standards. +… more
- Bank of America (New York, NY)
- …and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk colleagues and work closely with the ... and implementing processes, programs, and systems to improve efficiency and ensure operational quality standards are met. Job expectations include managing two or… more
- American Express (New York, NY)
- …product suite operates seamlessly for our members while also keeping a focus on operational excellence and compliance . As we work towards delivering world class ... of experience in financial services + Strong experience in past controls, compliance or operational excellence focused roles + Excellent project management,… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... Exceptional problem-solving abilities + Exceptional ability to translate complex business and operational concepts so they are clearly understood in support of sound… more
- New York State Civil Service (Albany, NY)
- …fieldwork, reporting, and follow-up.Oversees a team of auditors conducting financial, operational , and compliance audits of licensed casino operators.Provides ... the Commercial Gaming Unit, providing leadership and oversight of financial and operational audits related to licensed commercial gaming operations in New York… more