- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals,… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... and underwriting requirements + Adhere to policies, underwriting requirements, compliance requirements, and loan procedures; collaborate with fulfillment partners to… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... and adherence to Mortgage Retail Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals,… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champion a ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- City National Bank (New York, NY)
- …meet client needs and ensures consistency with the credit quality standards and operational compliance requirements of the Bank. * Responsible and accountable ... resources to optimize client support and unit profitability. * Credit Quality and Compliance * Involved with the development of credit policy for the Sustainable… more
- Cornell Cooperative Extension (Hamden, NY)
- …in collaboration with the Board of Directors. This position also ensures operational compliance and risk management, fiscal oversight, and effective people ... to make timely decisions; exhibits sound and accurate judgment; ensures compliance standards are met; supports and explains reasoning for decisions; includes… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champions a ... loan transactions, building financial models, negotiating documentation, and monitoring compliance and industry trends. Contributes to the overall success of… more
- The Estee Lauder Companies (Melville, NY)
- …Excel, Outlook, PPT) and SAP preferred.⁃ Ability to interpret and assess operational compliance against Good Manufacturing Practices.⁃ Ability to review SOP's, ... Managers. These responsibilities include ensuring all work is performed in compliance with Safe Work Practices, cGMP, Standard Operating Procedures, Company policies… more