- Bank of America (New York, NY)
- …facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes ... (CAMS) **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications + Investigation Management + Policies, Procedures, and… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champion a ... business strategies and objectives. Ensures all activities are conducted in compliance with governing regulations, internal policies and procedures. Collaborate with… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champion a high ... comprehensive strategic support to the leadership team, ensuring that compliance with internal frameworks, processes, and procedures is rigorously maintained.… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk + Champions a high ... and objectives. You will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do**… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champions a high ... and decisions. + Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. + Actively pursues effective… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champion a ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- City of New York (New York, NY)
- …cases to court for the establishment of parentage and/or support obligations. Ensure operational compliance with all Federal, State and City rules and ... them. Analyze statistical data and work products to ensure quality control and compliance with current policies and procedures and ensure that programs comply with… more
- Fujifilm (Albany, NY)
- …and corporate matters of certain Fujifilm chemicals and ink subsidiaries, ensuring operational and regulatory compliance . + Draft, review, revise, and negotiate ... certificate of merger, and amend bylaws for US legal entities, ensuring compliance with applicable corporate governance requirements. + Handle and advise on general… more
- TD Bank (New York, NY)
- …MS Excel, including functions such as VLOOKUP + 3+ years of relevant experience in operational tax or regulatory compliance **Who We Are** TD Securities offers a ... Chapters 3, 4 and 61, as well as CRS compliance and FATCA/CRS client due diligence. The TDS tax...and business lines + Provide subject matter expertise and operational support related to FATCA and the OECD's Common… more
- City of New York (New York, NY)
- … and continuous improvement, this position enhances program quality and operational efficiency across youth services programs. Regulatory Compliance & ... service providers. Address topics such as program quality, safety, supervision, and operational best practices to enhance overall compliance . Conduct periodic… more