- JPMorgan Chase (Brooklyn, NY)
- …products and services. + Significant experience in Business Controls, Business Management, Operational Risk, Compliance , Legal, Audit, or similar function. + ... legal obligations, and mapping them to control framework elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of… more
- Capital One (New York, NY)
- …As a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- TD Bank (New York, NY)
- …monitoring of compliance risks associated with key vendors.** + **Collaborate with Operational Risk and Compliance Units/Risk Owners to ensure compliance ... team providing both leadership and guidance + Contributes to the development of Compliance functional strategic priorities within their operational area or field… more
- City of New York (New York, NY)
- …created by Mayor Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and preventing waste and ... to help them create and enhance risk management and compliance programs and develop tools that will enable them...tools that will enable them to flag programmatic and operational risks. This position works primarily with MoRMC's Audit… more
- JPMorgan Chase (New York, NY)
- …the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP Morgan's ... + Strong presentation skills and experience interacting with fund Boards. + Operational familiarity with compliance program testing and documentation systems. +… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- …ensure policies and procedures are appropriate to meet HIPAA requirements and identifying operational obstacles to compliance and working with other employees to ... **Overview** **Scope of Responsibilities:** Responsible for all regulatory, compliance , and accreditation matters within HealthDirect. Oversees the development, and… more
- Molina Healthcare (Yonkers, NY)
- …for Proposal responses. * Proactively work with Corporate Operations leadership on operational effective to assure compliance . * Persuade and instill effective ... operation process designs and establishes procedures and techniques for operational standards. Confers with customers to define and resolve… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...you will focus on providing independent oversight of IAM-related operational risk management practices across Lines of Business (LOBs),… more
- JPMorgan Chase (Brooklyn, NY)
- …**Preferred qualifications, capabilities, and skills** + A background in controls, compliance , operational risk management, strategy consulting, or corporate ... The Legal, Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across Legal,… more
- M&T Bank (Buffalo, NY)
- …upon their skills and experience. Other Responsibilities + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration. Effective negotiation… more