- Raymond James Financial, Inc. (New York, NY)
- …to identify linkages and trends and apply findings. * Performs periodic reporting on compliance and operational issues as required. * Assists in preparing the ... Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within...operational budgets for assigned functional areas. * Balances conflicting… more
- Mizuho Corporate Bank (New York, NY)
- …collaboratively with various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to identify, ... identify and mitigate risks. + Collaborate with legal, technical, and operational teams to address compliance issues. + Provide training and support to staff on… more
- Navient (Albany, NY)
- …marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the consumer lending ... below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. ...Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense… more
- Highmark Health (Albany, NY)
- …responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- PNC (New York, NY)
- …resources efficiently to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of ... you will be within PNC's Internal Audit organization, supporting the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap… more
- American Express (New York, NY)
- …various risk management programs, including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with resilience-related ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer,...organization and led by the Chief Risk Officer, manage operational risks associated with Information & Cyber Security Risk,… more
- American Express (New York, NY)
- …management, disaster recovery, dependency risk management, resiliency monitoring, operational vulnerability management and resiliency compliance management. ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer,...organization and led by the Chief Risk Officer, manage operational risks associated with Information & Cyber Security Risk,… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities in alignment with defined risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability ... Operational Resilience Americas Department The Americas Operational...program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a… more
- Scotiabank (New York, NY)
- …multi-currency support, correspondent banking, Spot FX, etc.); + Knowledge in the operational aspects, compliance and business matters for various transactional ... Regulation W; + Point person for front office business on operational /process, risk and compliance issues with the ability to communicate with senior personnel… more
- Citigroup (Getzville, NY)
- …Risk and Control Self-Assessment Program to identify, measure, monitor, control, and report Operational and Compliance risks. RCSA is the Citi-wide program that ... Responsibilities:** + Support the risk assessment process, including the analysis of Operational and Compliance risks, reviewing global monitoring results and… more