- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...controls and operating methods that have significant financial and operational impact within the context of their own field… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...new products, services and other initiatives that have significant operational or financial impact + Integrates the broader organizational… more
- Central Hudson Gas & Electric Corporation (Kingston, NY)
- …Wellness Reimbursement Program + Paid Holidays and Vacation **What is a Reliability Compliance Analyst?** The Reliability Compliance team is part of the ... Engineering Standards and Compliance group and provides guidance and oversight related to NERC Reliability Standards for a wide range of company organizations… more
- TD Bank (New York, NY)
- …businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory, industry and operational knowledge ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... "REA Program") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring… more
- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and ... delivering best in class support across multiple customer segments. The Global Compliance Operations Team is responsible for executing Compliance controls with… more
- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program to ... division procurement of contracts, as well. Monitoring includes ensuring compliance with all laws and regulations as well as...on administrative procedures. - May act as liaison with operational staff within the agency. - Monitor, audit, and… more
- The Research Foundation for SUNY (Albany, NY)
- …Description: Role Value Proposition: The Research Foundation (RF) Office of Compliance Services (OCS) is responsible for leading, managing, and championing ... corporate-wide initiatives designed to maintain, enhance, and promote a strong culture of compliance at the RF. We provide expertise and guidance across the RF and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- Coinbase (Albany, NY)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... compliance Programs within the company's Transaction Monitoring (TMS) and...and 3) resolve internal audit findings and ensure all operational processes related to TMS and Screening are aligned… more