- Wells Fargo (New York, NY)
- …+ Negotiator must demonstrate understanding of, and adherence to, relevant compliance , credit, legal, regulatory, operational and business policies and ... execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and… more
- TD Bank (Larchmont, NY)
- …**Job Description:** The Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to ... decisions that will impact Store financial results + Responsible for Operational excellence and compliance in the Store to include cash control procedures to… more
- Leap (NY)
- …(NPS) and client retention through personalized outreach and relationship-building. + Operational Compliance : Maintains inventory accuracy, visual standards, and ... in-store activations to grow the customer base and elevate the brand presence. Operational excellence is at the core of this position. You will ensure brand… more
- Leap (New York, NY)
- …(NPS) and client retention through personalized outreach and relationship-building. + Operational Compliance : Maintains inventory accuracy, visual standards, and ... in-store activations to grow the customer base and elevate the brand presence. Operational excellence is at the core of this position. You will ensure brand… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk. + Champions a ... and contribute to the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role requires a seasoned professional with a strong… more
- MTA (New York, NY)
- …oversees all aspects of the safety and health program, ensuring regulatory compliance , operational safety, and risk mitigation across nine inter-borough ... health program performance. Provide regular reporting to executive leadership on compliance , risks, and operational outcomes. Stakeholder Engagement and… more
- Cushman & Wakefield (New York, NY)
- … Operations Manager who will be responsible for the day-to-day management and operational effectiveness of the company's Ethics & Compliance (E&C) program. This ... tracked and reported. **Job Description** **Key Responsibilities** + Oversee the operational infrastructure of the Ethics & Compliance program, including… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... + Oversee the lifecycle of all investment products, ensuring applicability, regulatory compliance , and relevance. + Collaborate with partners across WIM (Well Fargo… more
- Scotiabank (New York, NY)
- …requirements specific to Capital Markets business lines. + Extensive experience in operational , compliance , and business matters across SBUS Capital Markets, ... (RCSA) Program, ensuring effective identification, assessment, and mitigation of operational risks across relevant business lines and support functions. This… more
- Penske (Bethpage, NY)
- …thorough working knowledge of the site's operating systems in order to ensure operational compliance and correct exception resolution - Complete all necessary ... while meeting our Penske goals and objectives. **Position Summary:** Provide operational leadership to individual contributors and hourly workforce to ensure the… more