- Deloitte (New York, NY)
- …and testing, status monitoring and issue resolution + Experience aligning operational or compliance /surveillance processes to broader business or product ... materials, or sales proposals + Identify, evaluate, and prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies… more
- Xylem (Cheektowaga, NY)
- …avoid recurrence. + Assist with maintaining site-specific safety-related permits and ensuring operational compliance with air monitoring standards. + Oversee and ... supporting the development of site-specific goals and KPIs. + Ensure compliance with local, state, federal, and international safety and environmental regulations,… more
- Mizuho Corporate Bank (New York, NY)
- …capabilities in alignment with defined risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability ... Operational Resilience Americas Department The Americas Operational...program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a… more
- Wells Fargo (Astoria, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... provide guidance and direction to branch team to ensure compliance , and manage non-delivery fees, penalties, or fines +...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Bank of America (New York, NY)
- …considerations. This job is responsible for executing substantive economic sanctions compliance and operational risk practices. Key responsibilities include ... for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational risk management requirements. Bank of America is seeking… more
- Wells Fargo (Commack, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... digital solutions, and making appropriate introductions to bankers + Complete operational activities while minimizing risks under established policies + Perform… more
- M&T Bank (Buffalo, NY)
- …Across Lines of Defense** : Serve as a key liaison with Internal Audit, Compliance , Operational Risk, and Legal. Ensure alignment and transparency across first, ... Strong understanding of first line risk frameworks, issue management processes, and operational risk/ compliance principles. + Experience with Archer or similar… more
- Huntington National Bank (New York, NY)
- …monitoring program for Commercial Card Issuing and sponsorship activities. + Review operational controls, compliance reports, and audit findings to ensure ... matter expert for Commercial Card Issuing and sponsorship partners, ensuring compliance with regulations and Huntington's commitment to integrity. + Maintain… more
- Envision Horizons (New York, NY)
- …efficiency. + Stay current on Amazon and marketplace policy changes and ensure operational compliance across all touchpoints. Qualifications + 1-3 years in ... engineering to resolve catalog issues, maintain account health, and drive operational excellence with clear documentation and process improvements Base Salary: $55k… more
- Wells Fargo (New York, NY)
- …execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and ... partners accordingly. + Provide substantive legal advice on regulatory and compliance matters, including SEC, FINRA, NYSE/Nasdaq, and global securities laws and… more