- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance, technology, operational risk , financial accounting, data analytics, and banking ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- M&T Bank (Buffalo, NY)
- …annual reviews, renewals and ongoing monitoring activities. * Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... to repay annual debt service. RESPONSBILILTIES * Manage the ongoing credit risk of existing loan portfolios through continuous credit monitoring (CCM) activities… more
- City National Bank (New York, NY)
- …leaders of business units to plan a response. * Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. *Compliance … more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. **Responsibilities:** + Aggregates, analyzes,… more
- TD Bank (New York, NY)
- …delivery of the ORM Stress Testing Program, ensuring all regulatory requirements for operational risk losses and capital are met within required timelines.** ... development and execution of the methodology, procedures, and documentation for operational risk stress testing programs.** **Collaboration: Partner extensively… more
- SMBC (New York, NY)
- …and risk analytics. * Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. * Provide clear and timely ... drive enterprise alignment to deliver competitive advantage, regulatory compliance, and operational efficiency across global markets. **Role Objectives** * Set the… more
- SMBC (New York, NY)
- …and risk analytics. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven decision-making ... business. This role is critical in managing trade booking, valuation processes, and risk models to ensure accuracy, compliance, and operational efficiency across… more
- M&T Bank (Buffalo, NY)
- …Assist with targeted Bank Examinations as required. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... the 2nd line of defense and is embedded in the Credit Risk Department which is part of the Risk Division. Acting primarily as an oversite of the 1st LOD… more
- Bank of America (New York, NY)
- …executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or ... Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational /fraud risk management requirements. **Key Responsibilities:** + Advises and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more