- Mizuho Corporate Bank (New York, NY)
- …various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to identify, develop and build out ... a pivotal role in shaping the future of AI risk management and compliance within our Compliance Department. You...and mitigate risks. + Collaborate with legal, technical, and operational teams to address compliance issues. + Provide training… more
- JPMorgan Chase (New York, NY)
- …and external partners to develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in ... in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance; or equivalent subject matter… more
- JPMorgan Chase (New York, NY)
- …the key elements of other infrastructure groups (ie Finance, Market risk , Credit risk , Operational risk , Legal, Collateral etc.) and recognize the impact ... commitment to excellence. **Job Responsibilities** + Capture all transactions in the Risk Management Systems timely and accurately + Complete intraday / end-of-day… more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... and/ or your supervisor as required + To escalate risk events immediately + To provide input to ...insight and agility, able to anticipate future challenges, ensuring operational effectiveness Skills and Experience + Bachelor's degree in… more
- TEKsystems (New York, NY)
- …Suspicious Activity Reporting (SAR) + Credit Risk + Wealth Management / Securities + Operational Risk Management (ORM) + Finance / Treasury + SOX / ICFR + ... institutions. The ideal candidate will assess and enhance the effectiveness of risk management, internal controls, and governance processes, with a focus on… more
- HSBC (New York, NY)
- …arrangements and internal controls are in place, including processes for management of operational risk , in accordance with Company and regulatory standards. + ... over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Banking Execution team on the preparation of credit presentations and Global Risk Management on credit adjudication. Support the negotiation of loan terms and… more
- M&T Bank (Buffalo, NY)
- …assigned audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing, leading and… more
- Human Technologies Corporation (Utica, NY)
- …policies, processes and educational programs aimed at reducing organizational and operational risk . * Participate in leadership level meetings. Establish ... Key Performance Indicators and metrics to measure performance on risk management, regulatory and safety, including employee injury summary....near misses, and potential claims that may present a risk of loss to the organization, injury, or an… more