- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls ... the financial services industry with a background in controls, audit, quality assurance, operational risk management, or compliance. + Ability to manage multiple… more
- Citizens (Albany, NY)
- …operational and capital spending, tracking of programs and projects, reporting, operational risk , all while utilizing technology applications such as ... (FM), Technical Operations Managers or Project Managers (PM) that execute operational expense activities or capital projects across the portfolio for Citizens.… more
- Raymond James Financial, Inc. (New York, NY)
- …senior business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities ... and strategic priorities to align with business objectives, ensuring operational excellence. **Advanced Knowledge of:** + Securities industry compliance practices,… more
- Citigroup (Getzville, NY)
- …experience in the banking / broker-dealer industry. + Material experience with operational risk disciplines; processes, risks and controls and familiarity with ... escalate, track issues and ensure resolution of issues that poses operational / regulatory risk to the firm. + Ensure capital and customer reserve exposure… more
- TD Bank (New York, NY)
- …impacts + Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry ... leads a highly complex and diverse function for an area of significant risk , complexity or scope while growing talent, developing skills and capabilities to achieve… more
- Citigroup (Queens, NY)
- …candidate will play an integral role in modernizing Citi's model risk infrastructure, delivering solutions that ensure operational excellence, regulatory ... stakeholders and technology teams to deliver solutions that strengthen Citi's risk management infrastructure and operational resilience. **Responsibilities:** +… more
- Bank of America (New York, NY)
- …operational activities related to Trade Support functions + General knowledge of operational processing and risk control skills including the ability to build ... **Job Description:** This job is responsible for providing advanced end-to-end operational support for securities, loans, exchange traded derivatives and over the… more
- MUFG (New York, NY)
- …internal risk management and governance stakeholders (eg, BURM / BURCO, Risk [ Operational , Strategic], Audit, policy working groups, etc.) and external ... and department. **Management or Supervision:** The role will have oversight for the risk management and governance functions within the Americas HR Strategy, Risk… more
- TD Bank (New York, NY)
- …for building a strategy that focuses on competitive product functionality, operational effectiveness, effective risk management and strong financial performance. ... oversees standards, controls and operating methods that have significant financial and operational impact within the context of their own field + Develops and… more
- Deloitte (Jericho, NY)
- …governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls, and ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate... & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions… more