- Neuberger Berman (New York, NY)
- …a team in a highly collaborative and demanding environment *Ability to identify and address operational risk issues *Series 7 and 66 required or the ability to ... attain within six months of start-date *Bachelor's Degree \#LI-MW1 \#LI-Hybrid Compensation Details The salary range for this role is $90,000-$115,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this… more
- M&T Bank (Getzville, NY)
- …motion for relief, post-petition fee notices, etc. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and reflects… more
- M&T Bank (Buffalo, NY)
- …complete and precise documentation and controls evidence. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... standards and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (Buffalo, NY)
- …technology to address issues for the unit (dept). + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Complete other related duties as assigned. **Supervisory/… more
- M&T Bank (Getzville, NY)
- …the workflow necessary for account maintenance/corrections. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Promote an environment that supports belonging and… more
- SMBC (New York, NY)
- …regulatory matters and internal compliance and policies and procedures; pro actively escalate operational risk loss events to management as necessary. + Delegate ... and review the work of junior members of the team and provide guidance and feedback. + Attend bank meetings, industry events, conferences and seminars in order to keep abreast of industry trends and developments and to expand network of client contacts. +… more
- M&T Bank (Buffalo, NY)
- …(2-3 days in the office, remainder at home). + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... policies. + Promote an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- M&T Bank (Buffalo, NY)
- …members. + Responsible for ordering messenger services. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... standards and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (Getzville, NY)
- …members as to prevention of similar escalations. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... and policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. + Complete other related duties as assigned. **Scope of… more
- M&T Bank (Getzville, NY)
- …funds received, to ensure payment of expenses. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external… more