- Capital One (New York, NY)
- …the candidate will focus on audits of Second Line Risk Management (Enterprise Risk Management, Operational Risk Management, Third Party Risk ... Principal Auditor - Risk Management Capital One's Audit function is a...Management, Business Continuity, Payment Risk , Network Conflict Risk ) and the First Line Risk Offices.… more
- SMBC (New York, NY)
- …metrics, and reporting for senior management and governance committees - Coordinate with Operational Risk and Internal Audit to ensure alignment with firm wide ... its employees. **Role Description** The Associate (ASC) in the Americas Market Risk Management Governance and Coordination Team across Combined US Operations (CUSO),… more
- M&T Bank (Buffalo, NY)
- …with special projects as requested by management. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... Loan portfolio, including preparation of trend analysis and various risk identification reports. Develop tools, potentially statistical and/or model-based, to… more
- American Express (New York, NY)
- …including scoping, documentation, impact assessments, and partner alignment. + Open Operational Risk Events (OREs) for significant or systemic problems, ... **How will you make an impact in this role?** The **Product Operations Manager ( Risk & Controls)** will play a critical role in safeguarding the health and stability… more
- JPMorgan Chase (New York, NY)
- …striving to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will play a pivotal role ... drive the delivery of innovative AI/ML solutions across Compliance, Conduct and Operational Risk through modern architecture & engineering practices. **Job… more
- JPMorgan Chase (Brooklyn, NY)
- …As a Global Financial Crime Compliance Governance Director within the Compliance, Conduct and Operational Risk (CCOR) team, you will be tasked with the strategic ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...KYC Standard. + Lead the firm's AML and Sanctions Risk Assessment Program, driving transformation initiatives. + Administer the… more
- TD Bank (New York, NY)
- …related programs for the US Treasury group to effectively manage and mitigate operational /regulatory risk and drive a strong governance and internal control ... regulatory exams and internal audits, and encourage transparent discussion of operational /regulatory risk issues fostering an effective transparent risk… more
- TD Bank (New York, NY)
- …effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of ... Compliance knowledge and expertise; and assumes responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct… more
- TD Bank (New York, NY)
- … appetite + Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code ... models, data mining and analytic solutions. **Department Overview:** The Financial Crime Risk Management (FCRM) Modeling & Advanced Analytics team is part of the… more
- Intuit (New York, NY)
- …growth. Responsibilities will primarily focus on measuring effectiveness and efficiency of our risk policies and risk operational processes related to agent/ ... experiments to explore new methodologies and estimate key metrics for risk operational processes effectiveness and efficiency. * Ability to perform quantitative… more