- Broadridge Financial Solutions (New York, NY)
- …in our Park Avenue, NYC office. This position is in the Risk Management product business within Broadridge Investment Management Solutions.The product provides a ... valuation and risk management solution across a wide range of asset...sales, advertising, and production. Determines product pricing and completes operational requirements. Responsibilities: + You will work with clients… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... The Portfolio Manager will partner with Relationship Managers, Industry Coverage and Risk Management to oversee execution of credit related functions and portfolio… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role will use a credit mindset to navigate the difficulties of mitigating risk , while satisfying client needs. This role requires a thorough understanding of… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...success of the US IS&C's governance, regulatory compliance, and risk program. This role requires a seasoned professional with… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk … more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... larger scale prospects' needs and Wells Fargo's offerings, considering profitability and risk to Commercial Banking + Make decisions in complex and multi-faceted… more
- M&T Bank (New York, NY)
- …execute and communicate strategies that achieve management's objectives for risk appetite and balance sheet management positioning. Performs advanced research, ... and strategies. Monitors portfolio positions and their contributions to consolidated risk assessments and accounting results. Works across the organization to… more
- BMO Financial Group (New York, NY)
- …stakeholders on the development of efficient governance structures inclusive of risk management frameworks. The CM Governance Specialist role will operationalize and ... sustain the frameworks to monitor performance and risk while maintaining a clear accountability structure across bank stakeholders. **Key Responsibilities:**… more
- American Express (New York, NY)
- …compliance within the financial services industry + Experience working with data risk principles and integrating them into operational processes **Preferred ... is to propel growth, unlock potential, enhance efficiency, manage risk , and foster talent. By prioritizing enterprise growth across...serve as the subject matter expert for the Data Risk Pillar, ensuring that data risks are effectively addressed… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... for developing and implementing quantitative models and tools for **Equities** risk management, trading, and pricing with focus on areas like forecasting,… more