- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... relationships with current and prospective customers + Perform administrative, transactional, operational , or customer support tasks related to mortgage sales +… more
- Lincoln Financial (Albany, NY)
- …Role at a Glance As an Audit Analyst, you will lead and execute risk -based audits focusing on operational processes and regulatory compliance across the company. ... activities. * Identify process improvement opportunities and provide practical, risk -based recommendations that strengthen controls and enhance operational … more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... our focus on building strong customer relationships balanced with a strong risk mitigation and compliance-driven culture that firmly establishes those disciplines as… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... portfolio by developing deeper relationships of existing customers and managing risk + Effectively collaborate and consult with internal small business partners… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... serve as a key member of the second line of defense, providing risk -based oversight, guidance, and monitoring across multiple consumer lending and servicing business… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... data; match customer needs with an appropriate loan program and level of risk + Inform prospective and existing customers of Wells Fargo Home Mortgage programs,… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... situations of global market dynamics, trends, and regulatory impact + Oversee risk management to meet deliverables and drive new initiatives + Collaborate and… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... status quo. **Essential Job Functions** + Work within a team of risk evaluation and assurance professionals, working to provide an independent second-line-of-defense… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Closely partner with various constituencies across Wells Fargo, including Credit Risk , Sales and Trading, Syndicate, Investment Banking Coverage, Corporate Banking… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... relationships with key stakeholders across multiple functional areas (business, technology, risk , etc.) + Develop metrics and track/evaluate performance of projects,… more