- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- Sumitomo Pharma (Albany, NY)
- …including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according ... issues. **Job Duties and Responsibilities** + Continuous monitoring and ongoing risk /benefit assessment for assigned investigational and marketed products. + Conduct… more
- Mastercard (Harrison, NY)
- … operational experience managing AML/Sanctions related processes relating to risk assessments, know your customer onboarding, transactions monitoring and training ... Global Compliance Governance and Strategy is a key leadership role within the Risk function, reporting to the Senior Vice President, Global AML and Sanctions… more
- Citigroup (New York, NY)
- …employment policies, practices, and compliance initiatives while identifying areas of risk + A recognized subject matter expert who substantially influences the ... and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, CCO), the Legal Management Council (LMC), Practice… more
- Citigroup (New York, NY)
- …for legal issues through preventative and proactive legal advice and identifying risk relating to M&A transactions + A subject matter expert who substantially ... and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, CCO), the Legal Management Council (LMC), Practice… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Understand how ... day-to-day activities in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. Communicates the Bank's risk… more
- PNC (New York, NY)
- …and help guide PNC's Internal Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics and Automation * We leverage ... retain great talent We are looking for individuals who are passionate about mitigating risk , problem solving, and protecting the bank and also can contribute in the… more
- Mizuho Corporate Bank (New York, NY)
- …services operations, finance, liquidity, compliance, conduct, financial crime, technology, credit risk , market risk , regulatory reporting, know your customer ... development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation… more
- TD Bank (Yonkers, NY)
- …of business area, and could be characterized by low to moderate complexity/ risk + Establishes and nurtures Customer relationships by consistently displaying product ... withdrawals while monitoring fraud mitigation and adhering to established operational policies and procedures + Considers the impact of...as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Participates in the… more
- Aston Carter (New York, NY)
- …and expanding the internal audit function, prioritizing automation, efficiency, and risk alignment. This role involves leading the implementation of SOX 404 ... across financial, operational , and technology..., and technology areas, and spearheading impactful audit and risk initiatives in collaboration with cross-functional teams. Responsibilities +… more