- Huntington National Bank (Charlotte, NC)
- …Insurance Risk Manager is responsible for oversight and administration of operational and regulatory risk strategy programs for Huntington Insurance Inc and ... Title Services. The successful candidate will have business and/or risk -based experience supporting insurances including: Property/Casualty, Life/Health or Title… more
- First Horizon Bank (NC)
- …and client activity to identify patterns and trends indicative of potential fraud, operational errors, or regulatory risk . 2. Review new client ACH set-ups, ... be worked in offices within the company's footprint. **SUMMARY:** The TM Risk Analyst is responsible for identifying, assessing, monitoring, and mitigating risks… more
- American Express (Apex, NC)
- …The objective of the GCS Control Management Governance team is to establish the Operational Risk and Controls strategy for GCS, set up a foundational governance ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. GCS is looking for a Vice… more
- Wells Fargo (Charlotte, NC)
- … programs, including Risk and Control Self-Assessment (RCSA), Issues Management, Operational Risk and Key Indicators (ORKI), business enablement, and other ... BCMs to implement and continuously enhance performance measures aligned with Operational Risk and Key Risk Indicators (ORKRI). + Identify opportunities… more
- TD Bank (Charlotte, NC)
- …other tools to improve efficiency.** + **Lead additional initiatives including updating the Operational Risk Profile, facilitating RCSAs, and other risk and ... Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of Conduct + Keeps… more
- Wells Fargo (Charlotte, NC)
- …relationships. + Risk & Control Mindset: Deep understanding of operational risk , compliance, and governance principles. + Analytical & Results-Oriented: ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …synthesizing complex analytical findings into executive-level communications + Understanding of key operational risk components, with a track record of promoting ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …findings into executive level communications + 5+ years of experience in operational risk management processes and/or compliance and/or audit programs ... (preferably in anti-money laundering) + Understanding of key operational risk components, including experience driving consistency and quality across all aspects… more
- Wells Fargo (Charlotte, NC)
- …Interact with board, operating committee, management committee, executive management, and the Operational Risk Committee + Manage allocation of people and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Charlotte, NC)
- …dealer roles and FINRA Rules + Relevant experience within a Compliance, AML/KYC or Operational risk team is preferred + Understanding of BSA/AML/OFAC laws and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more