- American Express (New York, NY)
- …large financial services institution, executing one of the following: data governance, risk management, operational controls, or regulatory reporting. + 2 years ... role is part of the Data Issue Management & Risk Monitoring function within the Finance Data Governance organization...financial services and regulatory reporting as a SME, Business Analyst or directly with BCBS239 regulatory frameworks would be… more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- City of New York (New York, NY)
- …standards. The Office of Audit Services (OAS) is responsible for the assessment of operational risk within the Agency and the coordination of the risk ... Description APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A...Within OAS, the External Audit Facilitation Team (EAFT) provides risk assessment and an independent appraisal of HRA's functions.… more
- Citigroup (New York, NY)
- …to monitor processes and controls operations to mitigate financial and operational risks. Review investment scenarios and perform sensitivity analysis. Monitor and ... with regulatory guidelines. Monitor treasury management during interest rate risk analysis and funding strategy to inform forecast of...field and 3 years of experience as a Financial Analyst , Business Analyst , Operations Analyst … more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... wealth planning both internally and externally + Adhere to all planning and risk protocols and procedures **Required Qualifications:** + 7+ years of Wealth Planning… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST CIVIL SERVICE TITLE. Customized Assistance Services (CAS) helps Human Resources ... the provision of administrative and program facilitation services to all operational divisions in CAS. The Assistant Deputy Commissioner administers and manages… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... + Create and update financial models and databases + Author, with Senior Analyst , differentiated research content on companies and industry themes + Attend company… more
- S&P Global (New York, NY)
- …ensuring timely compliance across the organization and maintaining high standards of operational efficiency. + Support the annual risk assessment and align ... Team** We are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses on designing,… more
- TD Bank (New York, NY)
- … risk assessments for approvals + Assist in the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a day-to-day basis ... business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing… more
- M&T Bank (Buffalo, NY)
- …Controller's department is responsible for a broad range of financial and operational support activities. The department works to ensure the overall integrity and ... team members. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance...to grow your career through different levels of financial analyst with the possibility of becoming a manager of… more