- City National Bank (New York, NY)
- …leaders of business units to plan a response. * Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards and ... *COMPLIANCE ANALYST * *WHAT IS THE OPPORTUNITY?* The Compliance ...internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. *Compliance… more
- US Bank (New York, NY)
- …by the model risk owners with then be tracked by the Analyst to remediation. **Basic Qualifications** -Bachelor's degree in a quantitative field required with at ... contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model… more
- Bank of America (New York, NY)
- …groups as needed, including Middle Office, Sales and Trading, Technology, Compliance, Operational Risk , and Enterprise Capital Management to ensure effective ... Data Support Sr. Analyst Charlotte, North Carolina;New York, New York **To...leads bank-wide initiatives for management of all aspects of risk , including strategic, market, credit, compliance, liquidity, operational… more
- Raymond James Financial, Inc. (New York, NY)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... management to identify and mitigate financial, reputational, and regulatory risks. The analyst also contributes to the interpretation and implementation of new or… more
- The Walt Disney Company (New York, NY)
- …+ **Streamline and automate compliance processes** to improve efficiency, reduce operational risk , and support implementation of tools for compliance ... workplace experience support team. **Job Summary:** The Lead Compliance Analyst will serve as a key member of the...communicate compliance risks** , providing support to management in risk mitigation and ensuring operational processes meet… more
- Capital One (Albany, NY)
- Sr. Business Analyst , Capital One Shopping (Remote-Eligible) This is your opportunity to join Capital One's fast-growing consumer app: Capital One Shopping. Within ... success of a business. **Summary:** As a Senior Business Analyst at Capital One, you will apply your strategic...deliver on new go to market strategies + Credit Risk : Support step-change improvements in credit performance by connecting… more
- Tiffany & Co. (New York, NY)
- …analysis, and management of critical data points, contributing valuable insights and risk analysis. The Compliance Analyst will develop a deep understanding ... The Strategic Sourcing Compliance Analyst plays a vital role in ensuring responsible materials sourcing and supplier management for Tiffany & Co.'s Industrial… more
- Wellington (New York, NY)
- …terminations, all asset-in-kind flows and product/portfolio changes with an emphasis on operational risk management and control environment. The CTA will work ... Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...of Global Operations and are responsible for supporting the operational aspects of various client and fund transitions including… more
- TD Bank (New York, NY)
- …business initiatives and the implementation of system enhancements. + **Control & Risk Management** + Maintain strong operational controls and documentation. + ... business, this team will play a critical role in ensuring seamless execution, risk mitigation, and superior client service. **Position Summary** will play a hands-on… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** Position Title: Senior Finance Analyst Business Unit: TD Securities Division/Region: TD Securities USA (New York) ... process improvements; ability to adapt to changing priorities. The Senior Finance Analyst conducts a range of LOB related financial analysis and/or provides finance… more