- Citigroup (Getzville, NY)
- …and performs all other job duties as assigned + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's ... experience + Basic understanding of the underlying cash flows, accounting treatments, operational controls, credit risks and market practices + Knowledge of multiple… more
- Travelers Insurance Company (Albany, NY)
- …participate in BSI claim strategic initiatives. **What Will You Do?** + Follow operational policies to analyze, investigate, and resolve BSI claims of varying levels ... marketing efforts, including participation in broker and account visits and risk mitigation seminars and authoring customer-focused white papers and articles. +… more
- Berkshire Bank (Rome, NY)
- …Performs a wide variety of customer service operations and general operational duties, including transactions for checking, savings, loans, and other assigned ... banking laws, rules, regulations, and prescribed policies/practices/procedures necessary to reduce risk and uphold ethical standards related to and required by ones… more
- M&T Bank (New York, NY)
- …officers, underwriters, rating agencies, and attorneys. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... standards and policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- TD Bank (New York, NY)
- …matter experts; + Demonstrate a strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational ... to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in place. The position is… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- UMB Bank (Albany, NY)
- …control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely with the ... of cash on hand at the branch, observation of associate behavior and interviews with branch associates to assess...retail branch quality control review performed, including an overall risk rating articulating the level of risk … more
- Bank of America (New York, NY)
- …Decisions made will have significant impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this ... as an escalation point to resolve broad and complex operational issues, develops and implements procedures to enhance unit...part of the annual certification activities, in addition the associate will be responsible for leading US and India… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... into a manager role, based on branch vacancy. Employees who are currently in an Associate Branch Manager (ABM) or Branch Manager (BM) role with Wells Fargo at the… more
- Broadridge Financial Solutions (New York, NY)
- …in our Park Avenue, NYC office. This position is in the Risk Management product business within Broadridge Investment Management Solutions.The product provides a ... valuation and risk management solution across a wide range of asset...sales, advertising, and production. Determines product pricing and completes operational requirements. Responsibilities: + You will work with clients… more