- JPMorgan Chase (New York, NY)
- …Officer within the JPM Wealth Management team and the Compliance Conduct and Operational Risk (CCOR) organization, you will be responsible for partnering with ... the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will leverage your… more
- M&T Bank (Getzville, NY)
- …breaches in Corporate Risk policies. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... due to changes in process or accounting requirements with input from Operational Accountant III, IV or Manager. + Participate in responsibilities associated with… more
- M&T Bank (Getzville, NY)
- …breaches in Corporate Risk policies. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory standards ... procedures due to changes in process or accounting requirements with input from Operational Accountants II, III, IV or Manager. + Adhere to established policies,… more
- MUFG (New York, NY)
- …+ Risk Event Losses + Identify/Report/Track Risk Events and Report to Operational Risk Management (ORM) Team + Monitor and evaluate emerging risk , ... assisting with the duties of the BURM (Business Unit Risk Manager) for Operations. The associate will...and board level committees + Assist in sustaining the operational risk and control framework and ensuring… more
- New York State Civil Service (Albany, NY)
- …Other duties as assigned. Minimum Qualifications Preferred Qualifications* Professional Risk Managers' International Association certifications: o Associate ... of Title Surveillance Operations Analyst (Financial Services Specialist 2 ( Risk ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- Synchrony (New York, NY)
- …The Assistant Vice President role is responsible for providing compliance and operational risk guidance to the Marketing organization. This role is ... party suppliers as it relates to applicable compliance and operational risk + Establish effective relationships with...new hire time in position requirement is met, the associate will have a minimum 6 months' time in… more
- MUFG (New York, NY)
- …box" thinking, to proactively determine business resiliency, and assess emerging industry risk + Strong understanding of Operational Resilience methodologies and ... details. **Responsibilities** + Oversee the implementation of Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB)… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate , US Treasury - Liquidity Reporting & Analytics..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Molina Healthcare (Rochester, NY)
- **Job Summary** Establish a specifically designed Operational Regulatory Oversight program that effectively prevents and/or detects violation of applicable laws and ... regulations, which will protect the Business from liability and potential risk . Ensures that the Business understands and complies with applicable laws and… more