- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a high ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...Analyst (CFA) program is an asset + Good business judgment and decision-making skills + Ability to perform… more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... with providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... extended a full time offer to join the GPL Analyst Program. **Program Locations** : New York, NY Charlotte,... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- HSBC (New York, NY)
- …local and global governance committees and to external audiences + Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards ... concepts, modern portfolio theory, global markets, portfolio attribution concepts, and risk analysis + Chartered Financial Analyst (CFA) charter holder… more
- M&T Bank (Buffalo, NY)
- …multiple stakeholders across Treasury, Compliance, Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit objectives + Lead and ... is highly preferred + Experience managing direct reports. + Master's degree in business administration (MBA) or Chartered Financial Analyst (CFA) + Excellent… more
- American Express (New York, NY)
- …Express. The CRU team plays the critical role of assessing and managing the risk of large institutional exposures across all business units within American ... line. Fundamental analysis incorporates a thorough review of business , finance, industry and country risk coupled...or statistics * Graduate degree with a finance or business emphasis, or Chartered Financial Analyst (CFA)… more
- M&T Bank (New York, NY)
- …multiple stakeholders across Treasury, Compliance, Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve business unit objectives + Lead and ... risk committees **Education and Experience Preferred:** + Master's degree in business administration (MBA) or Chartered Financial Analyst (CFA) + Management… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Champions a high-performance ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more
- City of New York (New York, NY)
- …standards. The Office of Audit Services (OAS) is responsible for the assessment of operational risk within the Agency and the coordination of the risk ... Description APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A...Within OAS, the External Audit Facilitation Team (EAFT) provides risk assessment and an independent appraisal of HRA's functions.… more