- SMBC (New York, NY)
- …plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. This includes committee governance, ... Team Lead and the Head of Market and Liquidity Risk . **Key Responsibilities:** ** Oversight and Regulatory Engagement:**...experience in risk or a closely related risk management role. - Business fluency in… more
- HSBC (New York, NY)
- …put in place activity to resolve these + Adhere strictly to compliance and operational risk controls in accordance with HSBC and regulatory standards, policies ... with other internal stakeholders within Relationship Management (RM), the business , and Wholesale Credit and Market Risk ...breaches and operational loss events **Management of Risk ** + Apply compliance, operational risk… more
- Formation Bio (New York, NY)
- …development plans Medical leadership in the execution of clinical trials - risk assessment, operational considerations, safety and efficacy considerations as ... well as commercial needs. Medical monitoring and oversight of phase 2-4 trials Business Development: Provide medical input to business development candidates… more
- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control… more
- SMBC (New York, NY)
- …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, and other ... regulators. + Support the production of management reporting for business leadership, CPAD, Risk and other governance...in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation… more
- SMBC (New York, NY)
- …seeking a strategic and experienced Director of Vendor Management to lead third-party vendor oversight for the Cash Management business . This role is critical in ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management...with Legal, Compliance, and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks,… more
- Neuberger Berman (New York, NY)
- …construction, compliance). + Familiarity with investment guideline oversight , investment risk , and operational risk frameworks. + Technical proficiency: ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- SMBC (New York, NY)
- …updated Master Service Agreements (MSAs) to maintain alignment with organizational requirements. Risk & Compliance Oversight + Identify and mitigate third-party ... organizational objectives and meet established standards for performance, compliance, and risk management. A key responsibility of this position is leading strategic… more
- Curia (Albany, NY)
- …industry best practices to the Curia quality program. Establish and maintain a risk -based and science-based quality system to protect the public health and to meet ... Curia's business needs. Specifically, the Associate Director, Quality will perform...perform the following duties: - Establish and maintain a risk -based and science-based quality system to protect the public… more
- Capco, a Wipro Company (New York, NY)
- …but many Chief Marketing Officers in financial services firms cite operational inefficiency, technology limitations, data access, and hesitation adoption of ... areas to help Capco's clients achieve revenue growth, cost control, operational efficiency, and regulatory compliance within their marketing function: Marketing… more
