- BMO Financial Group (New York, NY)
- …impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory agencies. Additionally, the ... refers to Compliance Policies & Procedures manuals for requirements. Contribute to business results by providing oversight and making recommendations that… more
- BMO Financial Group (New York, NY)
- Provides oversight , monitoring and reporting on model risk for the Enterprise and US portfolios. Develops and monitors the model risk management and ... for making business decisions and implementing strategic initiatives within model risk appetite. + Acts as the liaison and prime contact for regulators; manages… more
- TD Bank (White Plains, NY)
- …The Trade Operations Senior Support Specialist is responsible for the strategic and operational oversight of the trading desk, ensuring adherence to regulatory ... point of escalation and governance, maintaining rigorous standards of compliance and operational excellence. **Depth & Scope:** + Provides oversight of trading… more
- MTA (New York, NY)
- …technical staff planning, building, and maintaining cybersecurity tools, configurations and risk mitigation to support Information and Operational Technology ... installation of MTA IT and OT Security, applications and infrastructure. Management and Oversight + Participates in overall business planning bringing a current… more
- Heritage Financial Credit Union (Middletown, NY)
- …of Internal Audit who brings curiosity, critical thinking, and a collaborative approach to risk oversight . In this role, you'll lead audits across business ... or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements? Have you partnered with...execution of audits of low to moderate complexity and oversight of more complex audits handled by external vendors.… more
- Bank of America (New York, NY)
- …crimes customer due diligence (CDD), risk management, AML compliance, regulatory compliance, operational risk management, business risk & controls, ... executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include working directly or… more
- WMCHealth (Valhalla, NY)
- …physician practices, and affiliates while partnering with executive, clinical, and operational leaders to mitigate risk and strengthen organizational integrity. ... approach to ethics and compliance, ensuring consistent messaging, policy alignment, and oversight throughout the system. + Provide direct oversight , guidance,… more
- PNC (New York, NY)
- …over the financial and regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include ... is fit for purpose while maintaining appropriate governance and oversight . + Works with business , credit, data,...Data Management and Analytics, Business Analytics, Credit Risk , Mathematics of Financial Instruments, Operational … more
- TD Bank (New York, NY)
- …enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- JPMorgan Chase (New York, NY)
- …identifying control gaps, implementing firm-wide policies, and managing operational risk . **Job Responsibilities:** + Drive business control forums with ... Oversight and Control Office. Our team focuses on Risk Identification & Assessment, Control Design & Evaluation, Issue...Markets Sales or Trading businesses. + Experience in operations, operational risk management, business controls,… more