- TD Bank (New York, NY)
- …availability and individual circumstances. **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of Compliance ... based on subject matter expertise + Provides explanation and/or resolution for business /Compliance management based findings + Manages high risk initiatives and… more
- TD Bank (New York, NY)
- …reviews and assesses whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory requirements, requests, and ... and controls; + Demonstrate a strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational … more
- TD Bank (Mineola, NY)
- …+ Work focus time horizon is generally short term with low to moderate risk + Demonstrates understanding of bank operational policies, procedures and regulations ... and deliveries + Requires process management knowledge and a good understanding of the business and operational function areas supported as they lead the … more
- Brockport Central School District (Brockport, NY)
- … officer of the District. This position is responsible for providing leadership and oversight of all financial and operational functions to ensure the effective ... Assistant Superintendent for Business JobID: 1348 + Position Type: Administration/ Assistant...labor negotiations. + Investment of district funds. 2. Operations Oversight : + Provides leadership and supervision for Facilities, Transportation,… more
- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in ... Governance Reporting & Analysis for effective end to end oversight , design, implementation, and execution of controls. Individuals in...in this role may cover a broad range of in- business /function risk and control responsibilities rather than… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- PNC (New York, NY)
- …to contribute to the company's success. As a Underwriter III within PNC's Business Credit/Technology Finance Group, you will be based in either Los Angeles, CA ... position. **Job Description** + Works independently with little or no oversight . Exercises some exception and elevated approval authority. Prepares loan offerings… more
- Neuberger Berman (New York, NY)
- …of a strong, efficient control environment. This individual will ensure operational processes, governance structures, and risk management practices support ... address root causes and ensure timely resolution + Establish and manage business -wide governance routines, ensuring ongoing oversight and escalation of control… more
- Mizuho Corporate Bank (New York, NY)
- …effectively reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements. Operational Resilience Practitioner As part ... Americas Operational Resilience Department enables the bank to effectively manage business threats and mitigate the risk of disruptions. The department… more
- American Express (New York, NY)
- …+ The governance team is responsible for a broad range of product operations and risk oversight initiatives, including Operational Risk Events, issue ... is an exciting opportunity to establish and lead the risk , control, and compliance oversight program within...global non-card payments (ACH, wire, RTP, etc.), ideally within Risk Management, Compliance, or Operational Excellence functions.… more