- TD Bank (New York, NY)
- …practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance standpoint is ... providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:**… more
- MTA (New York, NY)
- Vice President, Environmental Compliance Job ID: 11620 Business Unit: Bridges and Tunnels Location: New York, NY, United States Regular/Temporary: Regular ... (seven bridges and two tunnels) in the NYC region and Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President… more
- JPMorgan Chase (New York, NY)
- …architecture, controls, and operations. + Knowledge of compliance, conduct, and operational risk management frameworks and processes; ability to anticipate ... + Collect and disseminate information on notable insider events to inform risk management processes. + Coordinate with business stakeholders and corporate… more
- JPMorgan Chase (New York, NY)
- …as other product related initiatives as they arise. **Job responsibilities:** + Execute risk focused oversight model that address all aspects of Fund Operations ... the Funds. You will consider the market, regulatory, and business environment that they operate within the space. As...solutions to launch/modify the product. + Implement the appropriate risk -focused oversight controls. + Review and approve… more
- TD Bank (New York, NY)
- …and assists in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for their business area + Actively manages ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** Audit **Pay Detail:** $130,000 - $150,000 USD TD is committed to providing fair… more
- PNC (New York, NY)
- …and Critical Thinking, Effective Communications, Industry Knowledge, Internal Resource Coordination, Operational Risk **Work Experience** Roles at this level ... and positions the group for ongoing success as client expectations, payment rails, oversight requirements, staffing mix evolve. o Manages risk with common sense… more
- Citigroup (New York, NY)
- …Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may impact the ... Serves as a senior function/ business /product compliance risk officer covering North...to the Cash Equities businesses. Provides compliance guidance on function/ business /product rules and regulations relating to operational … more
- BlackRock (New York, NY)
- …operations tools on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale. Through Aladdin, ... cycle, including pre-trade decisioning, order management, trading, investment operations, risk management/compliance/ oversight , closed-book accounting, or performance measurement… more
- Wells Fargo (New York, NY)
- …approach for CVA. The opportunity will collaborate with front office trading, risk oversight , technology, and model governance functions ensuring requirements ... in XVA + Review and analyze complex multi-faceted, larger scale or longer-term business , operational , or technical challenges that require in-depth evaluation of… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …Research Organizations (CROs) and the balance of direct leadership versus oversight will vary accordingly. Contributes and drives ongoing process improvement ... is the primary point of contact of leadership and oversight (as required) for the assigned study + Provides... (as required) for the assigned study + Provides operational input into protocol development + Oversees and provides… more